Pekin Hardy Strauss, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 107310
- Registered since
- December 29, 1989
- Website
- pekinhardy.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.93%
- Individuals9.83%
- Corporations / Businesses1.96%
- Pension & Profit Sharing Plans1.25%
- Charitable Organizations1.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pekin Hardy Strauss, Inc. is an independent registered investment adviser that has been SEC-registered since 1989. The firm serves both individual and family clients as well as institutional accounts, charging fees based on a percentage of assets under management. Its advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm identifies as an active ESG investor and is owned by a combination of domestic entity and individual interests.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Other13%
- US Government Bonds10%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds4%
Owners & executives
3 of 3
Adam Strauss
Co-Chief Executive Officer & Portfolio ManagerCRD 4893448
Jennifer Dunlap
Chief Compliance OfficerCRD 7070752
Joshua Strauss
Co-Chief Executive Officer & Portfolio ManagerCRD 4860876
Contacts
3 of 6
Matthew Blume
Portfolio Manager and Director of ESG ResearchCRD 5725688
Kathleen Hudock
Assistant Portfolio ManagerCRD 6432460
Joseph Plevelich
Senior Research AnalystCRD 6096884
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 139Active vs passive
$328M in ETFs
81%
$267M
12%
$61M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SIMPLIFY MBS ETF (MTBA) | Active | Intermediate Government | $20.3M | 410,028 | 6.18% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 227 W Monroe St
- Time zone
- CT (UTC-6)
- Office locations
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