Pekin Hardy Strauss, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 107310
- Registered since
- December 29, 1989
- Website
- pekinhardy.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.93%
- Individuals9.83%
- Corporations / Businesses1.96%
- Pension & Profit Sharing Plans1.25%
- Charitable Organizations1.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pekin Hardy Strauss, Inc. is an independent registered investment adviser that has been SEC-registered since 1989. The firm operates on a percentage-of-AUM fee model and serves both individual/family and institutional clients. Its advisory scope includes financial planning and portfolio management for individuals, small businesses, and institutional entities. The firm identifies as an active ESG investor and shows a clear preference for equity exposure, though it also uses fixed-income and alternative vehicles in client portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Other13%
- US Government Bonds10%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds4%
Owners & executives
3 of 3
Adam Strauss
Co-Chief Executive Officer & Portfolio ManagerCRD 4893448
Jennifer Dunlap
Chief Compliance OfficerCRD 7070752
Joshua Strauss
Co-Chief Executive Officer & Portfolio ManagerCRD 4860876
Contacts
3 of 6
Matthew Blume
Portfolio Manager and Director of ESG ResearchCRD 5725688
Kathleen Hudock
Assistant Portfolio ManagerCRD 6432460
Joseph Plevelich
Senior Research AnalystCRD 6096884
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 148Active vs passive
$333M in ETFs
81%
$269M
12%
$63.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI SOUTH KOREA ETF (EWY) | BlackRock | Passive | Miscellaneous Region | $20.9M | 103,510 | 6.28% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 227 W Monroe St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Keystone Capital
RIAChicago, IL
Ariel Alternatives, LLC
RIAChicago, IL
Creation Investments
RIAChicago, IL
Origami Capital Partners, LLC
RIAChicago, IL
LPC Realty Advisors I, LLC
RIAChicago, IL
Mediqus Asset Advisors, Inc.
RIAChicago, IL