Ariel Alternatives, LLC

RIASEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$252M
Accounts
6
Employees
57
Advisory reps
13

Firm details

Headquarters
Chicago, Illinois
CRD number
314178
Registered since
June 23, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ariel Alternatives, LLC is a limited liability company that operates as an institutional-focused private equity adviser. The firm is SEC registered (registration year 2021) and provides portfolio management for pooled investment vehicles, acting in sponsoring and managing capacities for its funds. Its fee arrangements combine a percentage of assets under management with performance-based fees. Ariel Alternatives identifies as a private equity fund manager rather than a pure capital allocator and is not positioned as an ESG-focused or multi-state advisory platform. Regulatory and operational affiliations include roles or registrations tied to broker-dealer activity, other investment adviser functions, CPO/CTA activity, and acting as sponsor, general partner, or managing member of pooled vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • Leslie Brun

    Leslie Brun

    Chairman & CEOCRD 1389297

  • Carlos Calderon

    Carlos Calderon

    SVP, Chief Financial OfficerCRD 6864114

  • Pascale Thomas

    Pascale Thomas

    Chief Compliance OfficerCRD 7740666

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Contacts

3 of 7
  • John Rogers

    John Rogers

    Founder & ChairmanCRD 717678

  • Mellody Lucas

    Mellody Lucas

    PresidentCRD 2184315

  • Paget Alves

    Paget Alves

    ManagerCRD 7161571

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 E Randolph St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth