M1 Advisory
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 249787
- Registered since
- August 11, 2015
- Website
- www.m1finance.com
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
M1 Advisory is an LLC that provides fee-based portfolio management to individuals, families and institutional clients. The firm is registered with the SEC (registered in 2015) and bills primarily as a percentage of assets under management. Its advisory scope includes portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio services for businesses or institutions. The firm is affiliated with a broker‑dealer and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities14%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Brian Barnes
CEO & FounderCRD 6546822
Caleb Matheny
Chief Financial OfficerCRD 7480565
Contacts
3 of 10
Gabriela Contreras
Client Success AdvocateCRD 6964686
Kwami Austin
Compliance SpecialistCRD 5042437
Jing Kessler
Brokerage OperationsCRD 7055121
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 200 N La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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