PECAUT WEALTH MANAGEMENT
Firm details
- Headquarters
- SIOUX CITY, Iowa
- CRD number
- 2997
- Registered since
- June 23, 1995
- Website
- pecautwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI77.76%
- Individuals18.35%
- Charitable Organizations2.9%
- Corporations / Businesses0.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Pecaut Wealth Management is an independent, SEC-registered Registered Investment Adviser that has been operating since 1995 and is privately owned. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its advisory scope also includes publishing periodic written material for clients. Compensation is a mix of percentage-of-assets and fixed-fee arrangements. The firm does not identify as an active ESG investor. Its business model is advisory rather than capital allocation, and it provides both discretionary and non-discretionary management across its client base.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities41%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities2%
- US Government Bonds1%
Owners & executives
2 of 2JOHN PECAUT
Chief Operating Officer & Chief Compliance OfficerCRD 6710546
DANIEL PECAUT
Chairman & Chief Investment OfficerCRD 870480
Contacts
1 of 1MICHAEL GALLAGHER
Principal and Wealth AdvisorCRD 5214525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$305M in ETFs
93%
$283M
3%
$22.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 3-12 MONTH T-BILL ETF (BILS) | State Street | Passive | Ultrashort Bond | $25.5M | 256,061 | 8.35% |
Location
SIOUX CITY, IA
WOODBURY
Location
SIOUX CITY, IA
Headquartered in SIOUX CITY, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- WOODBURY
- Address
- 401 Douglas St
- Time zone
- CT (UTC-6)
- Office locations
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