Pecaut Wealth Management
Firm details
- Headquarters
- Sioux City, Iowa
- CRD number
- 2997
- Registered since
- June 23, 1995
- Website
- pecautwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI77.76%
- Individuals18.35%
- Charitable Organizations2.9%
- Corporations / Businesses0.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Pecaut Wealth Management is an independent, SEC-registered RIA that has been operating since 1995 and is owned by an individual. The firm serves both individual and family clients as well as institutional accounts. Fee arrangements include a percentage-of-AUM model alongside fixed-fee engagements. Pecaut provides comprehensive advisory services that include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and publishing periodic newsletters or market commentary. The firm does not act as a capital allocator and is not positioned as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities41%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities2%
- US Government Bonds1%
Owners & executives
2 of 2
John Pecaut
Chief Operating Officer & Chief Compliance OfficerCRD 6710546
Daniel Pecaut
Chairman & Chief Investment OfficerCRD 870480
Contacts
1 of 1
Michael Gallagher
Principal and Wealth AdvisorCRD 5214525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$335M in ETFs
93%
$311M
3%
$23.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 3-12 MONTH T-BILL ETF (BILS) | State Street | Passive | Ultrashort Bond | $25.8M | 259,692 | 7.71% |
Location
Sioux City, IA
Woodbury
Location
Sioux City, IA
Headquartered in Sioux City, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- Woodbury
- Address
- 401 Douglas St
- Time zone
- CT (UTC-6)
- Office locations
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