Friday Financial
Firm details
- Headquarters
- Dubuque, Iowa
- CRD number
- 329748
- Registered since
- February 9, 2024
- Website
- www.fridayfi.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI81.44%
- Individuals14.5%
- Corporations / Businesses3.11%
- Charitable Organizations0.95%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Friday Financial is an independent, individually owned registered investment adviser that serves both high-net-worth individuals/families and institutional clients. The firm charges fees based on a percentage of assets under management and combines portfolio management with financial planning, and it also acts as an insurance broker. Its advisory services cover discretionary portfolio management for individuals, small businesses and institutions, plus selection of sub-advisers when needed. Friday Financial does not position itself as an ESG-focused allocator and is not registered as a multi-state adviser. The firm is also identified as a capital allocator, meaning it places client capital with outside managers and funds in addition to managing public-market portfolios directly.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- State & Local Bonds17%
- Exchange Traded Equities6%
- US Government Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 8
Jeremy Gerardy
Retirement Plan SpecialistCRD 7119047
Alexander Timp
Associate Wealth ManagerCRD 7965565
Matthew Pillard
Wealth AdvisorCRD 5934603
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$378M in ETFs
75%
$283M
23%
$94.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $85.9M | 523,396 | 22.75% |
Location
Dubuque, IA
Dubuque
Location
Dubuque, IA
Headquartered in Dubuque, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- Dubuque
- Address
- 600 Star Brewery Dr
- Time zone
- CT (UTC-6)
- Office locations
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