Friday Financial
Firm details
- Headquarters
- Dubuque, Iowa
- CRD number
- 329748
- Registered since
- February 9, 2024
- Website
- www.fridayfi.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI81.44%
- Individuals14.5%
- Corporations / Businesses3.11%
- Charitable Organizations0.95%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Friday Financial is an independent registered investment adviser organized as a corporation and owned by an individual. The firm sits between wealth manager and capital allocator: it provides financial planning and portfolio management for individuals, small businesses, and institutions, and it also selects and allocates to outside managers. Its business mix includes insurance brokerage alongside advisory work. Friday Financial charges fees based on a percentage of assets under management and does not market itself as an active ESG investor. The firm targets both private clients (individuals and families) and institutional accounts. It is registered with the SEC as of 2024 and identifies as an independent RIA that uses third-party managers when appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- State & Local Bonds17%
- Exchange Traded Equities6%
- US Government Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 8
Jeremy Gerardy
Retirement Plan SpecialistCRD 7119047
Alexander Timp
Associate Wealth ManagerCRD 7965565
Matthew Pillard
Wealth AdvisorCRD 5934603
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$378M in ETFs
75%
$283M
23%
$94.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $85.9M | 523,396 | 22.75% |
Location
Dubuque, IA
Dubuque
Location
Dubuque, IA
Headquartered in Dubuque, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- Dubuque
- Address
- 600 Star Brewery Dr
- Time zone
- CT (UTC-6)
- Office locations
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