Steele Capital Management, Inc.

RIASEC RegisteredEst. 1995

Total AUM

$3.5B

Discretionary

$3.5B

99% of AUM

Avg account

$803K

Accounts

4,418

Employees

Advisory reps

Firm details

Headquarters: Dubuque, Iowa
CRD number: 107097
Registered since: November 17, 1995
Website: www.steelecapital.com
Custodians: CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI64.03%
Pension & Profit Sharing Plans24.04%
Individuals10.93%
Corporations / Businesses0.73%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Steele Capital Management, Inc. is an independent registered investment adviser formed in the mid-1990s that serves both individual/family and institutional clients. The firm charges fees as a percentage of assets under management and provides a range of advisory services including financial planning, portfolio management for individuals, small businesses, pooled investment vehicles and institutions, and pension consulting. Steele is not positioned as an active ESG investor in the source data. The firm has been recognized repeatedly by external outlets, including multiple appearances on CNBC’s Top 100 Financial Advisory Firms list (2019, 2020, 2021, 2022 and 2025), placement on investor.com’s Top RIA Firms to Watch in 2020, and a Citywire “50 Growers Across America” mention in 2025. Those citations suggest a degree of market visibility and growth noted by industry media.