Steele Capital Management, Inc.

RIASEC RegisteredEst. 1995

Total AUM

$3.5B

Discretionary

$3.5B

99% of AUM

Avg account

$803K

Accounts

4,418

Employees

Advisory reps

Firm details

Headquarters: Dubuque, Iowa
CRD number: 107097
Registered since: November 17, 1995
Website: www.steelecapital.com
Custodians: CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI64.03%
Pension & Profit Sharing Plans24.04%
Individuals10.93%
Corporations / Businesses0.73%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Steele Capital Management, Inc. is an independent registered investment adviser organized as a corporation and operating since 1995. The firm serves both individual and family clients as well as institutional clients, charging fees based on a percentage of assets under management. Its advisory scope includes financial planning, portfolio management for individuals and pooled vehicles, management for businesses or institutions, and pension consulting services. Steele Capital is not positioned as an allocator into bespoke private managers and is not identified as an active ESG investor. The firm appears to favor a traditional discretionary wealth-management model: it manages client portfolios directly (a large share of assets are discretionary) and uses pooled vehicles and separate accounts to implement strategies across client types.