Peak Financial Advisors

RIASEC RegisteredEst. 2001

Total AUM

$269M

Discretionary

$267M

99% of AUM

Avg account

$657K

Accounts

409

Employees

Advisory reps

Firm details

Headquarters: Denver, Colorado
CRD number: 115207
Registered since: September 10, 2001
Website: www.peakfinancial.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI90.28%
Individuals7.5%
Charitable Organizations1.73%
Corporations / Businesses0.49%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Peak Financial Advisors is an independent registered investment adviser set up as an LLC and registered with the SEC since 2001. The firm serves individual, family and institutional clients and functions as a capital allocator that selects third‑party managers on behalf of clients. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers; the firm also lists accounting among its business activities. Fee arrangements include both a percentage of assets under management and fixed fees. Peak Financial Advisors identifies as an active ESG investor and is not registered as a multi‑state adviser. The firm was recognized on FA Magazine’s Top RIA Firms list in 2020.