Higgins & Schmidt Wealth Strategies LLC

RIASEC Registered
Total AUM
$279M
Discretionary
$279M
100% of AUM
Avg account
$325K
Accounts
861
Employees
5
Advisory reps
3

Firm details

Headquarters
Denver, Colorado
CRD number
286063
Registered since
October 9, 2020
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI80.86%
  • Individuals18.51%
  • Corporations / Businesses0.63%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Higgins & Schmidt Wealth Strategies LLC is an independent registered investment adviser organized as an LLC. The firm has been registered with the SEC since 2020 and serves individual and family clients as well as some institutional relationships. Its core services are financial planning and portfolio management for individuals and small businesses, delivered on a percentage-of-assets-under-management fee basis. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Exchange Traded Equities 3%, Cash & Cash Equivalents 1%96%
  • Public Funds/Mutual Funds96%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 71

Active vs passive

$391M in ETFs

Passive

90%

$351M

Active

10%

$40.7M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$40.8M331,84010.43%

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1934 Market St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth