BRUCE G. ALLEN INVESTMENTS, LLC

RIASEC RegisteredEst. 2017
Total AUM
$258M
Discretionary
$255M
99% of AUM
Avg account
$525K
Accounts
492
Employees
2
Advisory reps
2

Firm details

Headquarters
DENVER, Colorado
CRD number
287859
Registered since
September 29, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.99%
  • Individuals11.18%
  • Charitable Organizations0.83%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Bruce G. Allen Investments, LLC is an independent, SEC-registered RIA organized as an LLC and owned by an individual. The firm has been registered since 2017 and describes itself as a capital allocator serving both individual & family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. The firm also operates as an insurance broker and charges clients through a mix of AUM-based fees, hourly billing and fixed fees. Bruce G. Allen Investments identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 22%, State & Local Bonds 11%, US Government Bonds 3%, Cash & Cash Equivalents 2%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities22%
  • State & Local Bonds11%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • BRUCE ALLEN

    PresidentCRD 1397083

  • ANNE SECHLER

    Operations ManagerCRD 2286361

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 56

Active vs passive

$96.4M in ETFs

Passive

99%

$95.2M

Active

1%

$1.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI EAFE VALUE ETF (EFV)BlackRockPassiveForeign Large Value$23.7M318,69524.59%

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
3200 E Cherry Creek South Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth