Bruce G. Allen Investments, LLC

RIASEC RegisteredEst. 2017
Total AUM
$258M
Discretionary
$255M
99% of AUM
Avg account
$525K
Accounts
492
Employees
2
Advisory reps
2

Firm details

Headquarters
Denver, Colorado
CRD number
287859
Registered since
September 29, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.99%
  • Individuals11.18%
  • Charitable Organizations0.83%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Bruce G. Allen Investments, LLC is an independent, individual‑owned registered investment adviser formed as an LLC and registered with the SEC in 2017. The firm acts as a capital allocator to both individual and family clients as well as institutional accounts. Its client services combine financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services; the firm also operates as an insurance broker. Fee arrangements are flexible and include percentage‑of‑AUM billing alongside hourly and fixed fees. The firm identifies as an active ESG investor. It is not a multistate adviser and is not newly formed.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 22%, State & Local Bonds 11%, US Government Bonds 3%, Cash & Cash Equivalents 2%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities22%
  • State & Local Bonds11%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Bruce Allen

    Bruce Allen

    PresidentCRD 1397083

  • Anne Sechler

    Anne Sechler

    Operations ManagerCRD 2286361

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$98.6M in ETFs

Passive

100%

$98.1M

Active

<1%

$493K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI EAFE VALUE ETF (EFV)BlackRockPassiveForeign Large Value$23.2M303,16223.53%

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
3200 E Cherry Creek South Dr
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth