Peace of Mind Wealth Management
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 317067
- Registered since
- November 16, 2021
- Website
- pomwealth.net
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONWIDE SECURITIES, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62%
- Individuals36.92%
- Pension & Profit Sharing Plans1.08%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Peace of Mind Wealth Management is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm is SEC-registered (registration year 2021) and serves both individual & family clients and institutional clients. Advisory services noted on its ADV include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Compensation is a mix of percentage-of-AUM fees and fixed fees. The firm identifies itself as a capital allocator and, per its disclosures, is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities10%
- Cash & Cash Equivalents3%
Contacts
3 of 9
Radon Stancil
FounderCRD 5305441
Mursaleen Tariq
PartnerCRD 6285352
Nicholas Tolerton
IARCRD 7236699
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 202Active vs passive
$117M in ETFs
9%
$10.1M
56%
$107M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALLIANZIM US EQUITY BUFFER20 MAY ETF (MAYW) | Active | Options Trading | $13.3M | 374,552 | 11.36% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 4101 Lake Boone Trl
- Time zone
- ET (UTC-5)
- Office locations
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