First Oak Wealth Management, LLC

RIASEC RegisteredEst. 2018

Total AUM

$316M

Discretionary

$316M

100% of AUM

Avg account

$715K

Accounts

442

Employees

Advisory reps

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 288316
Registered since: April 27, 2018
Website: www.firstoak.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI57.75%
Corporations / Businesses32.34%
Individuals6.82%
Charitable Organizations2.74%
Pension & Profit Sharing Plans0.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Oak Wealth Management, LLC is an independent, SEC‑registered registered investment adviser organized as an LLC and operating since 2018. The firm is individually owned and serves both individual & family clients as well as institutional or business clients. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses and institutional entities, and it also acts as a selection agent for other advisers—reflecting its role as a capital allocator. Compensation is primarily a percentage of assets under management, supplemented by hourly fees for certain engagements. The firm does not identify as an active ESG investor and does not report multi‑state adviser status.