Lifeplan Group

RIASEC RegisteredEst. 2021

Total AUM

$326M

Discretionary

$326M

100% of AUM

Avg account

$301K

Accounts

1,083

Employees

Advisory reps

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 144157
Registered since: November 16, 2021
Website: lifeplaninvestments.ca
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI81.05%
Individuals18.79%
Corporations / Businesses0.16%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Lifeplan Group is an independent, SEC-registered investment adviser (registered in 2021) that serves individual and family clients. The firm operates as a corporation with individual ownership and functions as a capital allocator, meaning it places client assets with third‑party managers in addition to managing portfolios directly. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, and client education through seminars and workshops. Lifeplan Group also operates as an insurance broker and employs a mix of fee structures (asset‑based fees, fixed fees and other arrangements). The adviser is not positioned as an active ESG investor, does not operate as a multistate adviser, and does not act as a pension consultant or related adviser.