First Financial Group
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 134006
- Registered since
- April 5, 2018
- Website
- www.ffgplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.38%
- Individuals24.62%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
First Financial Group is an independent, privately owned registered investment adviser that focuses on serving individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses and charges clients via a mix of percentage-of-AUM fees, hourly billing, and fixed fees. First Financial Group is SEC-registered (registered in 2018). It does not identify as an active ESG investor and is not positioned as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities14%
- US Government Bonds1%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 4
Kurt Underhill
Financial ConsultantCRD 4591956
Deborah Mcmanama
Director of OperationsCRD 1612639
Tommy Lewis
Owner and PrincipalCRD 1964734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 56Active vs passive
$96.5M in ETFs
20%
$19.1M
80%
$77.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL CORE FIXED INCOME ETF (DFCF) | Dimensional | Active | Intermediate Core Bond | $13.4M | 334,774 | 13.93% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 1100 Logger Ct
- Time zone
- ET (UTC-5)
- Office locations
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