Pathways Advisory Group, Inc.
Firm details
- Headquarters
- Fresno, California
- CRD number
- 143817
- Registered since
- June 8, 2007
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI82.35%
- Individuals17.65%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
Pathways Advisory Group, Inc. is an independent, individual-owned registered investment adviser that has been SEC-registered since 2007. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and publishing periodic client communications. Its fee model combines a percentage-of-AUM schedule with hourly billing for some services. Pathways does not identify as an active ESG investor and reports itself as a single-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities41%
Owners & executives
1 of 1
Nicole Swanson
Chief Operating Officer & Chief Compliance OfficerCRD 7523959
Contacts
3 of 5
Jeffrey Karst
Financial Planner / Vice PresidentCRD 5932457
Dustin Smith
Financial Planner / Vice PresidentCRD 4838256
Michelle Carter
Financial PlannerCRD 5506079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Fresno, CA
Fresno
Location
Fresno, CA
Headquartered in Fresno, CA, anchoring the Fresno-Madera-Hanford, CA metro in the West.
- Metro area
- Fresno-Madera-Hanford, CA
- Region
- West
- County
- Fresno
- Address
- 684 W Cromwell Ave
- Time zone
- PT (UTC-8)
- Office locations
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