DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC

RIASEC Registered
Total AUM
$93.9M
Discretionary
$87.2M
93% of AUM
Avg account
$356K
Accounts
264
Employees
1
Advisory reps
1

Firm details

Headquarters
FRESNO, California
CRD number
170327
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI65.81%
  • Individuals25.99%
  • State / Municipal Government6.18%
  • Corporations / Businesses1.17%
  • Pension & Profit Sharing Plans0.85%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Diversified Wealth Management Solutions, LLC is a privately held limited liability company that provides fee-based portfolio management primarily for individuals, families and small businesses. The firm charges a percentage of assets under management and serves both individual/family and institutional clients. Its advisory scope is focused on discretionary portfolio management, and it reports no active ESG investing program. Firm ownership is listed as individual and it does not identify as a multi-state adviser or a pension consultant. The firm also reports an affiliation with an insurance company.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 11%, US Government Bonds 7%, Investment Grade Corp Bonds 7%, Non-Exchange Traded Equities 4%, State & Local Bonds 3%, Cash & Cash Equivalents 3%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities11%
  • US Government Bonds7%
  • Investment Grade Corp Bonds7%
  • Non-Exchange Traded Equities4%

Contacts

1 of 1
  • MARK ALCORN

    President and Wealth AdvisorCRD 4834967

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

FRESNO, CA

FRESNO

Location

FRESNO, CA

Headquartered in FRESNO, CA, anchoring the Fresno-Madera-Hanford, CA metro in the West.

Metro area
Fresno-Madera-Hanford, CA
Region
West
County
FRESNO
Address
7948 N Maple Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth