Parker Investment Management, LLC

RIASEC RegisteredEst. 1999
Total AUM
$725M
Discretionary
$725M
100% of AUM
Avg account
$934K
Accounts
776
Employees
5
Advisory reps
2

Firm details

Headquarters
,
CRD number
112798
Registered since
March 23, 1999
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI95.99%
  • Individuals4.01%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Parker Investment Management, LLC is an independent, SEC-registered registered investment adviser formed in 1999 and organized as an LLC with individual ownership. The firm serves primarily individual and family clients, providing discretionary portfolio management for individuals, small businesses, and for business or institutional clients. Its fee model combines a percentage-of-assets charge with performance-based fees for certain mandates. Parker does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Public Funds/Mutual Funds 2%, Cash & Cash Equivalents 2%95%
  • Exchange Traded Equities95%
  • Public Funds/Mutual Funds2%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • John Parker

    John Parker

    President, CEOCRD 4392233

Contacts

1 of 1
  • Shijun Liu

    Shijun Liu

    Executive Vice PresidentCRD 5793035

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$800M in ETFs

Passive

100%

$800M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$121M163,96515.09%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth