Paradigm Investment Management

RIASEC RegisteredEst. 2015
Total AUM
$725M
Discretionary
$725M
100% of AUM
Avg account
$80.6M
Accounts
9
Employees
3
Advisory reps
1

Firm details

Headquarters
Miami, Florida
CRD number
174058
Registered since
January 8, 2015
Custodians
INTERACTIVE BROKERS LLC, CREAND SECURITIES
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies48.26%
  • Pooled Investment Vehicles27.58%
  • Banking / Thrift Institutions24.16%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Paradigm Investment Management is a limited liability company registered with the SEC in 2015 that operates as an institutional registered investment adviser. The firm advises institutional clients and manages portfolios for pooled investment vehicles as well as for businesses and institutions. Its compensation framework combines a percentage-of-assets-under-management fee with performance-based fees. Paradigm presents itself as a financial product salesperson in its business activities and does not position itself as a capital allocator or pension consultant. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 15%, Investment Grade Corp Bonds 15%, Non-Investment Grade Corp Bonds 10%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities15%
  • Investment Grade Corp Bonds15%
  • Non-Investment Grade Corp Bonds10%

Contacts

1 of 1
  • John Salas

    John Salas

    FounderCRD 2805792

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
333 Se 2nd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth