PARADIGM INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2015
Total AUM
$725M
Discretionary
$725M
100% of AUM
Avg account
$80.6M
Accounts
9
Employees
3
Advisory reps
1

Firm details

Headquarters
MIAMI, Florida
CRD number
174058
Registered since
January 8, 2015
Custodians
INTERACTIVE BROKERS LLC, CREAND SECURITIES
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies48.26%
  • Pooled Investment Vehicles27.58%
  • Banking / Thrift Institutions24.16%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Paradigm Investment Management is a privately owned LLC that registered with the SEC in 2015 and operates as an institutional adviser focused on portfolio management for pooled investment vehicles and for businesses or institutions. The firm charges both a percentage of assets under management and performance-based fees, a structure that aligns with managers who run pooled vehicles or strategies with incentive compensation. Paradigm does not position itself as an ESG-driven manager and is not structured as a multi-state or pension consultant adviser. Its regulatory classification is unclassified and its stated business activity includes other financial product sales. Investment activity centers on institutional allocations across public funds and pooled strategies, with meaningful exposure to alternative strategies. The firm’s profile — small number of clients, substantial average client size, and the presence of performance fees — points to concentrated institutional relationships and a manager-led approach to portfolio construction rather than a retail RIA model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 15%, Investment Grade Corp Bonds 15%, Non-Investment Grade Corp Bonds 10%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities15%
  • Investment Grade Corp Bonds15%
  • Non-Investment Grade Corp Bonds10%

Contacts

1 of 1
  • JOHN SALAS

    FounderCRD 2805792

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
333 SE 2nd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth