PALADIN FINANCIAL

RIASEC RegisteredEst. 2023
Total AUM
$217M
Discretionary
$217M
100% of AUM
Avg account
$147K
Accounts
1,477
Employees
7
Advisory reps
7

Firm details

Headquarters
ARDEN HILLS, Minnesota
CRD number
288387
Registered since
July 7, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals54.32%
  • HNWI45.68%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Paladin Financial is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm serves individual and family clients and describes itself as a capital allocator. Its advisory offering mixes financial planning and portfolio management for individuals and small businesses with selection-of-other-advisers services; pension consulting is listed among its advisory activities. Compensation is blended: asset-based fees plus availability for hourly and fixed-fee engagements. Paladin maintains relationships with other industry entities including broker-dealers and insurance companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 42%, Exchange Traded Equities 40%, Other 14%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 1%42%
  • Public Funds/Mutual Funds42%
  • Exchange Traded Equities40%
  • Other14%
  • Cash & Cash Equivalents3%
  • Non-Exchange Traded Equities1%

Contacts

3 of 7
  • JAMES LORD

    Investment Advisor RepresentativeCRD 1309083

  • JEFFREY FOLEY

    Founder and Investment Advisor RepresentativeCRD 4237174

  • Jeffery Quick

    Investment Advisor RepresentativeCRD 6642718

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 74

Active vs passive

$118M in ETFs

Passive

41%

$48.8M

Active

31%

$69.1M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$11.9M155,23310.08%

Location

Primary office

ARDEN HILLS, MN

RAMSEY

Location

ARDEN HILLS, MN

Headquartered in ARDEN HILLS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
RAMSEY
Address
4105 Lexington Ave N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth