Paladin Financial

RIASEC RegisteredEst. 2023
Total AUM
$217M
Discretionary
$217M
100% of AUM
Avg account
$147K
Accounts
1,477
Employees
7
Advisory reps
7

Firm details

Headquarters
Arden Hills, Minnesota
CRD number
288387
Registered since
July 7, 2023
Website
financialpaladin.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals54.32%
  • HNWI45.68%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Paladin Financial is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm markets itself primarily to individual and family clients and functions as a capital allocator, directing client capital to external managers in addition to managing public-market portfolios directly. Its service menu includes financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Paladin charges a mix of percentage-of-AUM, hourly and fixed fees. The firm reports industry relationships with a broker‑dealer, another investment adviser and an insurance company, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 42%, Exchange Traded Equities 40%, Other 14%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 1%42%
  • Public Funds/Mutual Funds42%
  • Exchange Traded Equities40%
  • Other14%
  • Cash & Cash Equivalents3%
  • Non-Exchange Traded Equities1%

Contacts

3 of 7
  • James Lord

    James Lord

    Investment Advisor RepresentativeCRD 1309083

  • Jeffrey Foley

    Jeffrey Foley

    Founder and Investment Advisor RepresentativeCRD 4237174

  • Jeffery Quick

    Jeffery Quick

    Investment Advisor RepresentativeCRD 6642718

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 75

Active vs passive

$142M in ETFs

Passive

40%

$57.2M

Active

30%

$84.4M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$15.3M174,26410.81%
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Location

Primary office

Arden Hills, MN

Ramsey

Location

Arden Hills, MN

Headquartered in Arden Hills, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Ramsey
Address
4105 Lexington Ave N
Time zone
CT (UTC-6)
Office locations

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