Gradient Investments, LLC

RIASEC Registered

Total AUM

$8.8B

Discretionary

$8.8B

100% of AUM

Avg account

$110K

Accounts

79,966

Employees

Advisory reps

Firm details

Headquarters: Arden Hills, Minnesota
CRD number: 141726
Registered since: December 1, 2009
Website: gradientinvestments.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals61.82%
HNWI38.13%
Pension & Profit Sharing Plans0.05%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Gradient Investments, LLC is an independent registered investment adviser organized as an LLC that has been registered with the SEC since 2009. The firm serves both individual/family and institutional clients and positions itself as a capital allocator, managing portfolios directly while also selecting third‑party managers on clients’ behalf. Its stated advisory activities include portfolio management for individuals and businesses, pension consulting, and the selection of other advisers. Fee arrangements include both percentage‑of‑AUM and fixed‑fee models. The firm maintains industry relationships that extend beyond pure advisory functions, listing affiliations with broker‑dealers, other investment advisers, accountants, law firms, and insurance companies. Gradient does not identify as an active ESG investor. In 2020 it appeared on industry lists compiled by the Financial Times (Top 300 RIA Firms) and Financial Advisor Magazine (Top RIA Firms).