Pacific Investment Securities Corp.

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Hutchinson Island, Florida
CRD number
16339
Registered since
April 11, 1985

Firm profile

FINTRX

Overview

Pacific Investment Securities Corp. is organized as a corporation and has been SEC-registered since 1985. Ownership is listed as individual rather than institutional or corporate. The firm's regulatory/operational classification is recorded as unclassified, and the available records indicate it is not a capital allocator, not active on ESG mandates, and not identified as a multistate or newly formed adviser. It is also not flagged as a pension consultant or as a related adviser. The firm has not provided public detail on its business lines, advisory activities, or client segments, so there is limited visibility into whether it operates as a dealer, provides discretionary advisory services, or focuses on another segment of the financial-services marketplace.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Frank Lardino

    Owner, PresidentCRD 4104690

  • Frank Smith

    SalesCRD 427565

  • Edward Haessler

    Financial AdvisorCRD 810534

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hutchinson Island, FL

Saint Lucie

Location

Hutchinson Island, FL

Headquartered in Hutchinson Island, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Saint Lucie
Address
21 Sovereign Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth