Wallachbeth Capital LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
46
Avg account
$0

Firm details

Headquarters
Boca Raton, Florida
CRD number
147853
Registered since
November 21, 2008

Firm profile

FINTRX

Overview

Wallachbeth Capital LLC is organized as a limited liability company and has been SEC-registered since 2008. FINTRX classifies the firm as an investment bank. Ownership is identified as a combination of a domestic entity and an individual. The firm does not present itself as a capital allocator and is not flagged as an active ESG investor. FINTRX also indicates Wallachbeth is not a multi-state adviser, not newly formed, and is not identified as a pension consultant or related adviser. The available records provide limited detail on specific advisory or business lines. There is no disclosure of fee schedules, client segments, or the firm’s typical investment mandates, so its primary market role appears to be more aligned with investment banking activities than with operating as a traditional registered investment adviser managing client portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Eric Schweitzer

    Eric Schweitzer

    Chief Compliance OfficerCRD 1036891

  • Michael Wallach

    CEOCRD 2376092

  • David Beth

    David Beth

    President, COOCRD 2470494

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Contacts

3 of 42
  • James Dovico

    Sales TraderCRD 1247217

  • Peter Arianas

    Peter Arianas

    Senior Equity Derivatives BrokerCRD 1603497

  • Michael Mccoy

    Managing DirectorCRD 1856493

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
1001 W Yamato Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth