Dawson James Securities, Inc.

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
36
Avg account
$0

Firm details

Headquarters
Boca Raton, Florida
CRD number
130645
Registered since
August 6, 2004

Firm profile

FINTRX

Overview

Dawson James Securities, Inc. is organized as a corporation and is classified in the dataset as an investment bank. The firm has been SEC-registered since 2004 and is owned by domestic entities and individuals. The snapshot flags the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is also not described as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The combination of an investment-bank classification with the dataset’s indication that it is not a capital allocator is consistent with a broker-dealer or capital-markets orientation rather than a traditional asset-management or discretionary-advisory business.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Jennifer Dorfman

    Jennifer Dorfman

    Chief Compliance OfficerCRD 3009328

  • Harold Stice

    Harold Stice

    Chief Finance OfficerCRD 1349210

  • Michael Abrams

    Michael Abrams

    Chief Financial OfficerCRD 2279708

Contacts

3 of 33
  • Robert Keyser

    Robert Keyser

    Head of Capital MarketsCRD 6994012

  • Robert Keyser

    Robert Keyser

    Vice President of Capital MarketsCRD 1291503

  • Karen Clark

    Operations ProfessionalCRD 1182667

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
2700 N Military Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth