Dawson James Securities, Inc.
Firm details
- Headquarters
- Boca Raton, Florida
- CRD number
- 130645
- Registered since
- August 6, 2004
- Website
- dawsonjames.com
Firm profile
FINTRXOverview
Dawson James Securities, Inc. is organized as a corporation and is classified in the dataset as an investment bank. The firm has been SEC-registered since 2004 and is owned by domestic entities and individuals. The snapshot flags the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is also not described as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The combination of an investment-bank classification with the dataset’s indication that it is not a capital allocator is consistent with a broker-dealer or capital-markets orientation rather than a traditional asset-management or discretionary-advisory business.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Jennifer Dorfman
Chief Compliance OfficerCRD 3009328

Harold Stice
Chief Finance OfficerCRD 1349210

Michael Abrams
Chief Financial OfficerCRD 2279708
Contacts
3 of 33
Robert Keyser
Head of Capital MarketsCRD 6994012

Robert Keyser
Vice President of Capital MarketsCRD 1291503
Karen Clark
Operations ProfessionalCRD 1182667
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boca Raton, FL
Palm Beach
Location
Boca Raton, FL
Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 2700 N Military Trl
- Time zone
- ET (UTC-5)
- Office locations
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