DMK Advisor Group, Inc.

Broker-DealerFINRA Member

Total AUM

$131M

Discretionary

$131M

100% of AUM

Accounts

779

Employees

38

Advisory reps

39

Brokerage reps

38

Firm details

Headquarters: Lutz, Florida
CRD number: 41067
Registered since: June 3, 2021
Website: www.dmkadvisorgroup.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI61.71%
Individuals38.29%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

DMK Advisor Group, Inc. is an independent broker-dealer and insurance broker that also provides fee-based advisory services focused on individuals and families. The firm is registered with the SEC (registered in 2021) and is owned by an individual proprietor. Its advisory scope centers on financial planning and portfolio management for individual and small-business clients, using a mix of percentage-of-AUM and fixed-fee billing. The firm does not position itself as an ESG-focused investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds70%
Exchange Traded Equities20%
Non-Exchange Traded Equities5%
US Government Bonds5%

Owners & executives

3 of 5

Harold Schwartz
CEO & Chief Investment OfficerCRD 841225
Stephen Kohn
President, COOCRD 1267211
Peter Wyrough
CEOCRD 1291706

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Contacts

3 of 34

Caleb Smith
Senior Vice President, Senior Client AdvisorCRD 5728866
James Donnelly
Investment Advisor RepresentativeCRD 5781822
Rodney Becker
Financial Planner & Investment Advisor RepresentativeCRD 5199495

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Lutz, FL

Hillsborough

Location

Lutz, FL

Headquartered in Lutz, FL, in the South of the United States.

Region: South
County: Hillsborough
Address: 17961 Hunting Bow Cir
Time zone: ET (UTC-5)
Office locations

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