OSTERWEIS CAPITAL MANAGEMENT

RIASEC RegisteredEst. 1997
Total AUM
$7.5B
Discretionary
$7.5B
100% of AUM
Avg account
$20.7M
Accounts
362
Employees
666
Advisory reps
14

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
109580
Registered since
May 2, 1997
Custodians
CITI PRIVATE BANK, CHARLES SCHWAB & CO., INC., U.S. BANK, N.A.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies84.97%
  • HNWI13.19%
  • Charitable Organizations0.93%
  • Corporations / Businesses0.92%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Osterweis Capital Management is an independent registered investment adviser organized as an LLC and operating since 1997. The firm serves both individual/family clients and institutional investors, offering financial planning and portfolio management across individuals, small businesses, investment companies and other institutions. Its billing mixes percentage-of-AUM fees and fixed-fee engagements. Osterweis does not identify as an active ESG investor, is not registered as a multi-state adviser, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 1%, Other 1%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents1%
  • Other1%

Owners & executives

3 of 4
  • JOHN TAVERNETTI

    Chief Compliance OfficerCRD 2725108

  • CARL KAUFMAN

    Co-President & Co-Chief Executive OfficerCRD 864661

  • GREGORY HERMANSKI

    Co-Chief Investment OfficerCRD 3067618

Unlock 1 more executives

Contacts

3 of 10
  • RACHEL KANE

    TrusteeCRD 6931798

  • REBECCA HERMANSKI

    TrusteeCRD 6470590

  • SARAH CHANG

    TrusteeCRD 6777568

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$9.7M in ETFs

Passive

86%

$8.3M

Active

14%

$1.4M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)SchwabPassiveLarge Blend$1.4M57,72214.91%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
1 Maritime Plz
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth