TOP TIER CAPITAL PARTNERS, LLC

RIASEC RegisteredEst. 2007

Total AUM

$7.3B

Discretionary

$6.7B

93% of AUM

Avg account

$169M

Accounts

Employees

Advisory reps

Firm details

Headquarters: SAN FRANCISCO, California
CRD number: 144546
Registered since: August 20, 2007
Website: ttcp.com
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Top Tier Capital Partners, LLC is a privately organized investment manager that operates as a sponsor and general partner for pooled private funds. The firm is structured as an LLC and has been SEC-registered since 2007. Its client base is institutional, and its advisory work centers on portfolio management for pooled investment vehicles and for businesses or institutional balance sheets. Top Tier reports involvement as a commodity pool operator or commodity trading advisor alongside its sponsor/GP activities. The firm employs a mixed fee model that can include a percentage of AUM, fixed fees and performance-based fees. Top Tier identifies as an active ESG investor, indicating ESG considerations are incorporated into its investment process. It is not a multi-state adviser for registration purposes and does not position itself as a capital allocator or pension consultant.