Top Tier Capital Partners, LLC

RIASEC RegisteredEst. 2007
Total AUM
$7.3B
Discretionary
$6.7B
93% of AUM
Avg account
$169M
Accounts
43
Employees
41
Advisory reps
13

Firm details

Headquarters
San Francisco, California
CRD number
144546
Registered since
August 20, 2007
Website
ttcp.com
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Top Tier Capital Partners, LLC is a privately organized investment manager that operates as a sponsor and general partner for pooled private funds. The firm is structured as an LLC and has been SEC-registered since 2007. Its client base is institutional, and its advisory work centers on portfolio management for pooled investment vehicles and for businesses or institutional balance sheets. Top Tier reports involvement as a commodity pool operator or commodity trading advisor alongside its sponsor/GP activities. The firm employs a mixed fee model that can include a percentage of AUM, fixed fees and performance-based fees. Top Tier identifies as an active ESG investor, indicating ESG considerations are incorporated into its investment process. It is not a multi-state adviser for registration purposes and does not position itself as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Brian Dillon

    Brian Dillon

    Chief Compliance OfficerCRD 2352372

  • Denis Donovan

    Chief ExecutiveCRD 5005047

  • Promit Bhattacharya

    Promit Bhattacharya

    Partner, COO/CFOCRD 6028146

Contacts

3 of 10
  • David York

    David York

    General PartnerCRD 1303720

  • Lisa Edgar

    Lisa Edgar

    Partner EmeritusCRD 4095768

  • Robert Eu

    Robert Eu

    Board MemberCRD 3149075

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
650 California St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth