Bakeravenue
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 132657
- Registered since
- October 18, 2004
- Website
- www.bakerave.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI87.73%
- Individuals6.33%
- Charitable Organizations5.94%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Bakeravenue is an independent registered investment adviser organized as a limited partnership and operating as a capital allocator for both individual/family and institutional clients. Founded and SEC-registered in 2004, the firm charges a mix of percentage-of-AUM and fixed fees and offers financial planning, discretionary portfolio management, manager selection, periodic publications, and educational seminars. Bakeravenue lists active manager selection as part of its advisory toolkit and distributes market commentary and client-facing materials. The firm does not position itself as an active ESG investor. Industry recognition includes placement on the Financial Times Top 300 RIA list (2020), a Top RIA Firms citation from FA Magazine (2020), and inclusion in Forbes’ America’s Top RIA Firms (2023).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 5
Tom Ngo
Chief Executive Officer, PartnerCRD 4494020
King Lip
Chief StrategistCRD 4105077
Gerald Luff
Chief Operating Officer & PartnerCRD 2228420
Contacts
3 of 31
Daniel Cassell
Portfolio ManagerCRD 5698111
Peter Espiritu
Director, Wealth AdvisorCRD 4305523
Ryan Davis
Wealth Advisor, Managing DirectorCRD 4391459
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 223Active vs passive
$2.3B in ETFs
98%
$2.3B
2%
$53.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SMALL-CAP INDEX FUND (VB) | Vanguard | Passive | Small Blend | $119M | 393,762 | 5.17% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 1 Embarcadero Ctr
- Time zone
- PT (UTC-8)
- Office locations
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