Optimx Securities LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
290963
Registered since
March 3, 2020

Firm profile

FINTRX

Overview

Optimx Securities LLC is organized as a limited liability company and is registered with the SEC (registration year listed as 2020). FINTRX classifies the firm as "Unclassified." The record identifies the owner type as a mix of a domestic entity and an individual. FINTRX indicates the firm is not a capital allocator, does not self-identify as an active ESG investor, and is not documented as a multi-state adviser, pension consultant, or a related adviser. The firm has not supplied public-facing detail on core business activities, advisory services, client segments, or fee arrangements in the FINTRX entry. That lack of disclosure limits the ability to characterize its service model, distribution focus, or target client types from the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lawrence Martel

    Lawrence Martel

    Chief Compliance OfficerCRD 2177025

  • David Barnett

    David Barnett

    Founder and CEOCRD 4478679

Contacts

3 of 5
  • Daniel Legaye

    Daniel Legaye

    AttorneyCRD 1055035

  • Pratik Chipdey

    Pratik Chipdey

    Board MemberCRD 5226603

  • John King

    John King

    Managing Director, Head of SalesCRD 1389672

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
101 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth