Optimx Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
290963
Registered since
March 3, 2020

Firm profile

FINTRX

Overview

Optimx Securities LLC is organized as a limited liability company. Public filings indicate ownership involves both a domestic entity and an individual, and the firm is categorized as "unclassified." The firm has not identified itself as a capital allocator, an active ESG investor, a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. Fields for client base, fee structure, business activities and advisory activities were left undisclosed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lawrence Martel

    Lawrence Martel

    Chief Compliance OfficerCRD 2177025

  • David Barnett

    David Barnett

    Founder and CEOCRD 4478679

Contacts

3 of 5
  • Daniel Legaye

    Daniel Legaye

    AttorneyCRD 1055035

  • Pratik Chipdey

    Pratik Chipdey

    Board MemberCRD 5226603

  • John King

    John King

    Managing Director, Head of SalesCRD 1389672

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
101 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth