Optimx Securities LLC
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 290963
- Registered since
- March 3, 2020
- Website
- www.surftrade.com
Firm profile
FINTRXOverview
Optimx Securities LLC is an SEC-registered limited liability company formed in 2020. The firm is listed as an unclassified adviser and is owned by a mix of a domestic entity and an individual. Publicly reported attributes indicate it does not act as a capital allocator and it is not identified as an active ESG investor or a multi-state adviser. The available disclosures are sparse: business activities, advisory services, fee structure and client types have not been provided in the source data. That limited transparency constrains what can be said about the firm's positioning or client focus beyond its basic corporate and registration details.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
David Barnett
Founder and CEOCRD 4478679

Lawrence Martel
Chief Compliance OfficerCRD 2177025
Contacts
3 of 5
John King
Managing Director, Head of SalesCRD 1389672

Quinn Shumway
Senior Client Service AnalystCRD 8154988
Pratik Chipdey
Board MemberCRD 5226603
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 101 Franklin St
- Time zone
- ET (UTC-5)
- Office locations
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