Optimx Securities LLC
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 290963
- Registered since
- March 3, 2020
- Website
- www.surftrade.com
Firm profile
FINTRXOverview
Optimx Securities LLC is organized as a limited liability company and is registered with the SEC (registration year listed as 2020). FINTRX classifies the firm as "Unclassified." The record identifies the owner type as a mix of a domestic entity and an individual. FINTRX indicates the firm is not a capital allocator, does not self-identify as an active ESG investor, and is not documented as a multi-state adviser, pension consultant, or a related adviser. The firm has not supplied public-facing detail on core business activities, advisory services, client segments, or fee arrangements in the FINTRX entry. That lack of disclosure limits the ability to characterize its service model, distribution focus, or target client types from the available data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Lawrence Martel
Chief Compliance OfficerCRD 2177025

David Barnett
Founder and CEOCRD 4478679
Contacts
3 of 5
Daniel Legaye
AttorneyCRD 1055035
Pratik Chipdey
Board MemberCRD 5226603

John King
Managing Director, Head of SalesCRD 1389672
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 101 Franklin St
- Time zone
- ET (UTC-5)
- Office locations
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