Williams Trading LLC
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 43678
- Registered since
- March 4, 1998
- Website
- www.wtco.com
Firm profile
FINTRXOverview
Williams Trading LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm registered with the SEC in 1998 and is individually owned. The profile flags indicate it does not act as a capital allocator, is not classified as a multi-state adviser or newly formed adviser, and is not identified as an active ESG investor or a pension consultant. The dataset does not describe client segments, fee schedules, advisory activities, or other business lines. The combination of its investment-bank classification and absence of reported advisory activity suggests the firm operates in trading or capital markets roles rather than providing traditional discretionary wealth management, although the record here is limited.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Lance Marciano
Principal & Chief Operating OfficerCRD 2261020

Peter Greca
Chief Administrative OfficerCRD 4547499

Joseph Goertz
Chief Compliance Officer & Director of OperationsCRD 5607738
Contacts
3 of 14David Ambrose
SalesCRD 1274980

Michael Fitzsimmons
Director of Capital IntroductionCRD 1382724

David Williams
Founder & Managing MemberCRD 1715713
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 450 Post Rd E
- Time zone
- ET (UTC-5)
- Office locations
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