WILLIAMS TRADING LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
WESTPORT, Connecticut
CRD number
43678
Registered since
March 4, 1998

Firm profile

FINTRX

Overview

Williams Trading LLC is structured as a limited liability company and is classified in public records as an investment bank. The firm was SEC-registered in 1998 and is owned by an individual. Public attributes indicate it does not function as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multistate adviser, pension consultant, related adviser, or a newly formed adviser. The available disclosures do not include specific descriptions of advisory services, fee arrangements, client types, or business activities. The registration and classification suggest trading- or capital-markets–oriented operations rather than a traditional private wealth or RIA business model, but filings do not provide the operational detail necessary to confirm product or service focus.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • PETER GRECA

    Chief Administrative OfficerCRD 4547499

  • JOSEPH GOERTZ

    Chief Compliance Officer & Director of OperationsCRD 5607738

  • LANCE MARCIANO

    Principal & Chief Operating OfficerCRD 2261020

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Contacts

3 of 16
  • STEFAN POLLMANN

    PRINCIPAL & HEAD OF PRIVATE SECONDARY TRADINGCRD 2669413

  • BRADFORD MEIKLE

    Senior Managing DirectorCRD 2763611

  • DAVID AMBROSE

    SalesCRD 1274980

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WESTPORT, CT

FAIRFIELD

Location

WESTPORT, CT

Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
450 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth