Williams Trading LLC
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 43678
- Registered since
- March 4, 1998
- Website
- www.wtco.com
Firm profile
FINTRXOverview
Williams Trading LLC is organized as a limited liability company and has been SEC-registered since 1998. The firm is classified as an investment bank and is owned by an individual rather than an institution or corporate group. Available records indicate the firm does not function as a capital allocator and does not describe itself as an active ESG investor. It is not registered as a multi-state adviser, is not newly formed, and does not list pension consulting or related-adviser activities. Public-facing information does not describe client segments, fee arrangements, or advisory services, so its current activity appears oriented toward non-advisory investment-banking functions rather than traditional registered investment adviser operations.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Lance Marciano
Principal & Chief Operating OfficerCRD 2261020

Peter Greca
Chief Administrative OfficerCRD 4547499

Joseph Goertz
Chief Compliance Officer & Director of OperationsCRD 5607738
Contacts
3 of 14David Ambrose
SalesCRD 1274980

Michael Fitzsimmons
Director of Capital IntroductionCRD 1382724

David Williams
Founder & Managing MemberCRD 1715713
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 450 Post Rd E
- Time zone
- ET (UTC-5)
- Office locations
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