Williams Trading LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
43678
Registered since
March 4, 1998

Firm profile

FINTRX

Overview

Williams Trading LLC is organized as a limited liability company and is classified in the data as an investment bank. The firm appears on SEC records going back to 1998 and is owned by an individual. The profile data indicates Williams Trading does not operate as a capital allocator and is not identified as an active ESG investor. The dataset also marks it as not a multistate adviser, not newly formed, and not a pension consultant or related adviser. Publicly available fields for business and advisory activities are blank, which suggests limited disclosure of client-facing wealth-management or discretionary-advisory services in the source record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Peter Greca

    Peter Greca

    Chief Administrative OfficerCRD 4547499

  • Joseph Goertz

    Joseph Goertz

    Chief Compliance Officer & Director of OperationsCRD 5607738

  • Lance Marciano

    Lance Marciano

    Principal & Chief Operating OfficerCRD 2261020

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Contacts

3 of 16
  • Stefan Pollmann

    Stefan Pollmann

    PRINCIPAL & HEAD OF PRIVATE SECONDARY TRADINGCRD 2669413

  • Bradford Meikle

    Bradford Meikle

    Senior Managing DirectorCRD 2763611

  • David Ambrose

    David Ambrose

    SalesCRD 1274980

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
450 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth