Williams Trading LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
43678
Registered since
March 4, 1998

Firm profile

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Overview

Williams Trading LLC is organized as a limited liability company and has been SEC-registered since 1998. The firm is classified as an investment bank and is owned by an individual rather than an institution or corporate group. Available records indicate the firm does not function as a capital allocator and does not describe itself as an active ESG investor. It is not registered as a multi-state adviser, is not newly formed, and does not list pension consulting or related-adviser activities. Public-facing information does not describe client segments, fee arrangements, or advisory services, so its current activity appears oriented toward non-advisory investment-banking functions rather than traditional registered investment adviser operations.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Lance Marciano

    Lance Marciano

    Principal & Chief Operating OfficerCRD 2261020

  • Peter Greca

    Peter Greca

    Chief Administrative OfficerCRD 4547499

  • Joseph Goertz

    Joseph Goertz

    Chief Compliance Officer & Director of OperationsCRD 5607738

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Contacts

3 of 14
  • David Ambrose

    David Ambrose

    SalesCRD 1274980

  • Michael Fitzsimmons

    Michael Fitzsimmons

    Director of Capital IntroductionCRD 1382724

  • David Williams

    David Williams

    Founder & Managing MemberCRD 1715713

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
450 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth