Williams Trading LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Westport, Connecticut
CRD number
43678
Registered since
March 4, 1998

Firm profile

FINTRX

Overview

Williams Trading LLC is a limited liability company that has been SEC-registered since 1998 and is classified in the source data as an investment bank. Ownership is listed as individual rather than institutional or corporate. The firm is not identified as a capital allocator and is not recorded as an active ESG investor, multi-state adviser, pension consultant, or related adviser. The dataset does not list advisory activities, a client base, or fee arrangements. Taken together with the investment-bank classification and the absence of reported advisory roles, the available records point to a firm focused on intermediary or trading activities rather than offering traditional wealth-management or discretionary portfolio services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Peter Greca

    Peter Greca

    Chief Administrative OfficerCRD 4547499

  • Joseph Goertz

    Joseph Goertz

    Chief Compliance Officer & Director of OperationsCRD 5607738

  • Lance Marciano

    Lance Marciano

    Principal & Chief Operating OfficerCRD 2261020

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Contacts

3 of 16
  • Stefan Pollmann

    Stefan Pollmann

    PRINCIPAL & HEAD OF PRIVATE SECONDARY TRADINGCRD 2669413

  • Bradford Meikle

    Bradford Meikle

    Senior Managing DirectorCRD 2763611

  • David Ambrose

    David Ambrose

    SalesCRD 1274980

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
450 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth