One Capital Management, LLC

RIASEC RegisteredEst. 2001

Total AUM

$8.5B

Discretionary

$8.5B

100% of AUM

Avg account

$777K

Accounts

10,969

Employees

103

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 114861
Registered since: November 5, 2001
Website: www.onecapital.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL BANK INDEPENDENT NETWORK (NBIN)
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI53.16%
Other Investment Advisers32.38%
Individuals9.46%
Investment Companies2.53%
Corporations / Businesses1.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

One Capital Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2001. It serves both individual and family clients as well as institutional accounts, and combines portfolio management and financial planning with brokerage and insurance services. The firm charges clients using a mix of percentage-of-assets, hourly, subscription and fixed-fee arrangements and also produces periodic publications or newsletters as part of its advisory offering. Service lines extend beyond individual wealth management to include portfolio management for pooled vehicles and investment companies, pension consulting and advisory work for businesses and institutions. The firm identifies as an active ESG investor and maintains ties to the insurance industry through broker relationships.