OCCAM CAPITAL MANAGEMENT, LLC

Overview

Occam Capital Management, LLC is an independent registered investment adviser that focuses on financial planning and portfolio management for individual clients and small businesses. The firm, SEC-registered in 2001 and owned by an individual, runs a fee model that mixes a percentage-of-assets charge with hourly consulting fees. Its practice emphasizes discretionary portfolio management, with a notable preference for maintaining significant cash and cash-equivalents positions alongside separately managed accounts (SMAs). Occam is not positioned as a capital allocator or pension consultant and does not market itself as an ESG-focused or multi-state advisory firm. Investment activity centers on building diversified portfolios for individuals and families using a mix of traditional and alternative exposures. The firm appears to favor liquidity and tactical flexibility—more than half of reported assets are held in cash or equivalents—while also deploying client capital into mutual funds, direct equity/fixed-income strategies, and third-party alternative managers where appropriate. Custody and trading are handled primarily through a major national custodian, which supports execution and SMA overlays.

Assets & Accounts

Investments & Alternatives

Location & Offices