Upstate Advisers Inc

RIASEC Registered

Total AUM

$34.1M

Discretionary

$15.7M

46% of AUM

Avg account

$873K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Pittsford, New York
CRD number: 341449
Registered since: April 21, 2026
Custodians: CHARLES SCHWAB & CO., INC., VANGUARD RETIREMENT SERVICES, ADP RETIREMENT SERVICES
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans53.77%
HNWI33.45%
Individuals12.78%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Upstate Advisers Inc is an independent RIA that registered with the SEC in 2026. The firm operates as a capital allocator serving both individual & family clients and institutional accounts. Its advisory services include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and selection of other advisers — reflecting a manager-of-managers approach in some client relationships. Fees are charged as a percentage of assets under management. The firm is not identified as an active ESG investor and does not advertise a multi-state branch footprint.