UPSTATE ADVISERS INC

RIASEC RegisteredEst. 2026

Total AUM

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Firm details

Headquarters: PITTSFORD, New York
CRD number: 341449
Registered since: April 21, 2026
Fee structure: Percentage of AUM
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Upstate Advisers Inc. is a corporation that registered with the SEC in 2026 and is operating as a newly formed advisory firm. The business is owned by an individual and bills clients on a percentage-of-assets-under-management basis. Its stated advisory services focus on financial planning and portfolio management for individuals, small businesses, and for businesses or institutional clients. The firm does not identify itself as an active ESG investor and is not designated a capital allocator. It is not presented as a pension consultant, related adviser, or a multi-state adviser, which suggests a narrowly scoped start-up practice focused on conventional advisory relationships rather than broader institutional or multi-jurisdictional mandates.