Lyon Capital Management, LLC

RIASEC RegisteredEst. 2012

Total AUM

$94.8M

Discretionary

$93.9M

99% of AUM

Avg account

$585K

Accounts

162

Employees

3

Advisory reps

3

Firm details

Headquarters: Pittsford, New York
CRD number: 111311
Registered since: March 21, 2012
Website: www.lyoncapital.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI82.24%
Individuals10.32%
Pension & Profit Sharing Plans7.44%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Lyon Capital Management, LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2012 and owned by an individual. The firm bills clients on a percentage-of-AUM basis and provides financial planning and portfolio management specifically for individuals, families and small businesses, while also working with some institutional clients. It does not characterize itself as an active ESG investor and is not listed as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities68%
US Government Bonds12%
Investment Grade Corp Bonds11%
Public Funds/Mutual Funds4%
Cash & Cash Equivalents4%

Owners & executives

1 of 1

Douglass Lyon
President and Chief Investment OfficerCRD 4493774

Contacts

2 of 2

Kathleen Lyon
Financial PlannerCRD 4493780
John Lyon
Portfolio ManagerCRD 6132822

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Pittsford, NY

Monroe

Location

Pittsford, NY

Headquartered in Pittsford, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area: Rochester-Batavia-Seneca Falls, NY
Region: Northeast
County: Monroe
Address: 24 B Grove St
Time zone: ET (UTC-5)
Office locations

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