Obex Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Larchmont, New York
CRD number
120002
Registered since
September 3, 2002

Firm profile

FINTRX

Overview

Obex Securities LLC is organized as a limited liability company with ownership identified as a combination of a domestic entity and an individual. The firm's public profile in FINTRX is sparse: it is classified as "Unclassified" and several descriptive fields commonly used to characterize advisory firms (client types, fee model, detailed business or advisory activities) are not disclosed in the available record. The dataset flags a number of firm attributes as negative: Obex Securities is not flagged as a capital allocator, not an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not identified as a related adviser. Beyond those high-level attributes, there is little operational or product detail in the source data to describe how the firm positions itself or the services it offers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Randall Katzenstein

    Randall Katzenstein

    President, CEOCRD 1209829

  • Alice Rooney

    Chief Operating Officer & Chief Compliance OfficerCRD 1910469

Contacts

2 of 2
  • Mark Fichtenbaum

    Mark Fichtenbaum

    Registered RepresentativeCRD 2169867

  • Benjamin Stern

    Benjamin Stern

    CRD 7954106

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Larchmont, NY

Westchester

Location

Larchmont, NY

Headquartered in Larchmont, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
1880 Palmer Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth