Obex Securities LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Larchmont, New York
CRD number
120002
Registered since
September 3, 2002

Firm profile

FINTRX

Overview

Obex Securities LLC is registered as a limited liability company and appears on the SEC adviser roster with an original registration year of 2002. The firm’s ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies Obex Securities as unclassified and indicates it does not operate as a capital allocator, is not active on ESG investing, does not claim multi-state adviser status, and is not listed as a pension consultant or a related adviser. The dataset does not include a description of the firm’s advisory activities, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Randall Katzenstein

    Randall Katzenstein

    President, CEOCRD 1209829

  • Alice Rooney

    Chief Operating Officer & Chief Compliance OfficerCRD 1910469

Contacts

2 of 2
  • Mark Fichtenbaum

    Mark Fichtenbaum

    Registered RepresentativeCRD 2169867

  • Benjamin Stern

    Benjamin Stern

    CRD 7954106

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Larchmont, NY

Westchester

Location

Larchmont, NY

Headquartered in Larchmont, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
1880 Palmer Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth