Obex Securities LLC
Firm details
- Headquarters
- Larchmont, New York
- CRD number
- 120002
- Registered since
- September 3, 2002
- Website
- www.obexgroup.com
Firm profile
FINTRXOverview
Obex Securities LLC is organized as a limited liability company with ownership identified as a combination of a domestic entity and an individual. The firm's public profile in FINTRX is sparse: it is classified as "Unclassified" and several descriptive fields commonly used to characterize advisory firms (client types, fee model, detailed business or advisory activities) are not disclosed in the available record. The dataset flags a number of firm attributes as negative: Obex Securities is not flagged as a capital allocator, not an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not identified as a related adviser. Beyond those high-level attributes, there is little operational or product detail in the source data to describe how the firm positions itself or the services it offers.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Randall Katzenstein
President, CEOCRD 1209829
Alice Rooney
Chief Operating Officer & Chief Compliance OfficerCRD 1910469
Contacts
2 of 2
Mark Fichtenbaum
Registered RepresentativeCRD 2169867

Benjamin Stern
CRD 7954106
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Larchmont, NY
Westchester
Location
Larchmont, NY
Headquartered in Larchmont, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 1880 Palmer Ave
- Time zone
- ET (UTC-5)
- Office locations
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