Obex Securities LLC
Firm details
- Headquarters
- Larchmont, New York
- CRD number
- 120002
- Registered since
- September 3, 2002
- Website
- www.obexgroup.com
Firm profile
FINTRXOverview
Obex Securities LLC is registered as a limited liability company and appears on the SEC adviser roster with an original registration year of 2002. The firm’s ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies Obex Securities as unclassified and indicates it does not operate as a capital allocator, is not active on ESG investing, does not claim multi-state adviser status, and is not listed as a pension consultant or a related adviser. The dataset does not include a description of the firm’s advisory activities, client segments, or fee arrangements.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Randall Katzenstein
President, CEOCRD 1209829
Alice Rooney
Chief Operating Officer & Chief Compliance OfficerCRD 1910469
Contacts
2 of 2
Mark Fichtenbaum
Registered RepresentativeCRD 2169867

Benjamin Stern
CRD 7954106
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Larchmont, NY
Westchester
Location
Larchmont, NY
Headquartered in Larchmont, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 1880 Palmer Ave
- Time zone
- ET (UTC-5)
- Office locations
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