Obex Securities LLC
Firm details
- Headquarters
- New Rochelle, New York
- CRD number
- 120002
- Registered since
- September 3, 2002
- Website
- www.obexgroup.com
Firm profile
FINTRXOverview
Obex Securities LLC is a limited liability company that appears in SEC records dating back to 2002. Public snapshot data classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The dataset flags the firm as not operating as a capital allocator and not identifying as an active ESG investor. It also indicates the firm is not designated as a multistate adviser, pension consultant, or related adviser. FINTRX-provided records do not include a narrative description of Obex Securities’ core advisory or brokerage activities, target client segments, or fee arrangements. That absence makes it difficult to assess the firm’s market positioning or service model from the available dataset alone.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Randall Katzenstein
President, CEOCRD 1209829
Alice Rooney
Chief Operating Officer & Chief Compliance OfficerCRD 1910469
Contacts
2 of 2
Mark Fichtenbaum
Registered RepresentativeCRD 2169867

Benjamin Stern
CRD 7954106
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Rochelle, NY
Westchester
Location
New Rochelle, NY
Headquartered in New Rochelle, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 290 Overlook Rd
- Time zone
- ET (UTC-5)
- Office locations
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