Oakum Bay Capital, LLC

RIASEC RegisteredEst. 2026
Total AUM
$374M
Discretionary
$374M
100% of AUM
Avg account
$374M
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
166025
Registered since
January 20, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Oakum Bay Capital, LLC is organized as a privately owned limited liability company that operates as a hedge fund manager and CPO/CTA. The firm targets institutional clients and charges a combination of asset-based fees and performance fees. Its advisory activity is focused on portfolio management for pooled investment vehicles rather than one-on-one retail advisory. Oakum Bay is not positioned as an ESG-focused allocator and is not described as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Trica

    Chief Investment OfficerCRD 5359513

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$273K in ETFs

Passive

100%

$273K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$273K634100.00%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth