Aurora Private Wealth, Inc.

RIASEC Registered
Total AUM
$374M
Discretionary
$374M
100% of AUM
Avg account
$248K
Accounts
1,508
Employees
21
Advisory reps
23

Firm details

Headquarters
Totowa, New Jersey
CRD number
281604
Registered since
May 5, 2017
Custodians
CHARLES SCHWAB & CO., INC., SEI INVESMENTS MANAGEMENT CORP, PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals54.24%
  • HNWI45.76%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Aurora Private Wealth, Inc. is an independent registered investment adviser that provides planning and portfolio management primarily to individuals and families. The firm is SEC-registered (registered in 2017) and is owned by an individual owner. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include a percentage-of-AUM model plus hourly and fixed-fee engagements, reflecting a mix of ongoing advisory relationships and project-based work. Aurora describes itself as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Public Funds/Mutual Funds 42%, US Government Bonds 2%, Cash & Cash Equivalents 1%55%
  • Exchange Traded Equities55%
  • Public Funds/Mutual Funds42%
  • US Government Bonds2%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 138

Active vs passive

$133M in ETFs

Passive

69%

$91.1M

Active

23%

$41.5M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$8M10,4496.01%

Location

Primary office

Totowa, NJ

Passaic

Location

Totowa, NJ

Headquartered in Totowa, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Passaic
Address
999 Riverview Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth