B.A. ROBERTS FINANCIAL SERVICES, INC.
Firm details
- Headquarters
- MARQUETTE, Michigan
- CRD number
- 289856
- Registered since
- January 2, 2018
- Website
- www.baroberts.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.85%
- Individuals22.82%
- Pension & Profit Sharing Plans3.13%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
B.A. Roberts Financial Services, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 2018. The firm focuses on serving individual and family clients and positions itself as a capital allocator that also selects outside managers. Its advisory menu includes comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM pricing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Cash & Cash Equivalents3%
- Public Funds/Mutual Funds2%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1STEFANY CARRICK
Chief of StaffCRD 5956808
Contacts
3 of 3JESSICA Kinonen
Financial AdvisorCRD 6083485
Allen Van De Kreeke
Financial AdvisorCRD 7843522
BRUCE ROBERTS
Investment Advisor RepresentativeCRD 2345101
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$435M in ETFs
97%
$422M
0%
$12.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EUROPE ETF (IEUR) | BlackRock | Passive | Europe Stock | $56.7M | 807,195 | 13.05% |
Location
MARQUETTE, MI
MARQUETTE
Location
MARQUETTE, MI
Headquartered in MARQUETTE, MI, in the Midwest of the United States.
- Region
- Midwest
- County
- MARQUETTE
- Address
- 989 W Washington St
- Time zone
- ET (UTC-5)
- Office locations
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