B.A. Roberts Financial Services, Inc.

RIASEC Registered

Total AUM

$374M

Discretionary

$346M

93% of AUM

Avg account

$236K

Accounts

1,583

Employees

Advisory reps

Firm details

Headquarters: Marquette, Michigan
CRD number: 289856
Registered since: January 2, 2018
Website: www.baroberts.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI73.85%
Individuals22.82%
Pension & Profit Sharing Plans3.13%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

B.A. Roberts Financial Services, Inc. is an independent, privately owned registered investment adviser that focuses on serving individual and family clients. The firm is SEC-registered and first registered in 2018. It operates as a capital allocator and offers a mix of fee arrangements, including a percentage of assets under management, hourly charges, and fixed-fee engagements. Service offerings emphasize financial planning and discretionary portfolio management for individuals and small businesses, along with pension-related consulting work and the selection of third‑party advisers when appropriate. The firm does not identify as an active ESG investor and appears to concentrate its client base on direct households rather than institutional or multi-state mandates.