Richard W. Paul & Associates, LLC
Firm details
- Headquarters
- Novi, Michigan
- CRD number
- 156812
- Registered since
- July 23, 2019
- Website
- www.rwpaul.com
- Custodians
- CUSTODY AND BROKERAGE SERVICES TO REGISTERED INVESTMENT ADVISORS
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI83.76%
- Individuals16.14%
- Charitable Organizations0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Richard W. Paul & Associates, LLC is a privately owned LLC that registered with the SEC in 2019 and operates as an independent, fee-based adviser serving both individual/family and institutional clients. The firm acts as a capital allocator and offers financial planning, portfolio management for individuals and small businesses, and selection of third-party advisers. Its billing includes asset-based fees as well as hourly and fixed-fee arrangements. The firm maintains industry relationships with broker-dealers and insurance companies and does not position itself as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities32%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Matthew Paul
Chief Operating OfficerCRD 6396006
Contacts
3 of 5
Steven Paul
Senior PartnerCRD 5598825
Richard Paul
PresidentCRD 1068741
Bepin Serraj
Financial AnalystCRD 6973794
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 195Active vs passive
$248M in ETFs
75%
$185M
21%
$62.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P US VALUE ETF (IUSV) | BlackRock | Passive | Large Value | $20.3M | 184,588 | 8.20% |
Location
Novi, MI
Oakland
Location
Novi, MI
Headquartered in Novi, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Oakland
- Address
- 39555 Orchard Hill Pl
- Time zone
- ET (UTC-5)
- Office locations
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