Richard W. Paul & Associates, LLC
Firm details
- Headquarters
- Novi, Michigan
- CRD number
- 156812
- Registered since
- July 23, 2019
- Website
- www.rwpaul.com
- Custodians
- CUSTODY AND BROKERAGE SERVICES TO REGISTERED INVESTMENT ADVISORS
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI83.76%
- Individuals16.14%
- Charitable Organizations0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Richard W. Paul & Associates, LLC is an independent registered investment adviser structured as an LLC and registered with the SEC in 2019. The firm functions as a capital allocator and serves individual and family clients as well as institutional investors. Its advisory services emphasize financial planning, discretionary portfolio management for individuals and small businesses, and selection of other advisers. Fee arrangements include percentage-of-AUM billing alongside hourly, fixed-fee, and other models. The firm reports affiliations with a broker-dealer and an insurance company and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities32%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Matthew Paul
Chief Operating OfficerCRD 6396006
Contacts
3 of 6
Bepin Serraj
Financial AnalystCRD 6973794
Richard Paul
PresidentCRD 1068741
Matthew Dombrowski
Financial AdvisorCRD 5976712
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 195Active vs passive
$248M in ETFs
75%
$185M
21%
$62.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P US VALUE ETF (IUSV) | BlackRock | Passive | Large Value | $20.3M | 184,588 | 8.20% |
Location
Novi, MI
Oakland
Location
Novi, MI
Headquartered in Novi, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Oakland
- Address
- 39555 Orchard Hill Pl
- Time zone
- ET (UTC-5)
- Office locations
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