Oak Root LLC
Firm details
- Headquarters
- ,
- CRD number
- 246788
- Registered since
- June 24, 2015
- Website
- www.oakrootllc.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI98.64%
- Charitable Organizations1.2%
- Individuals0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Oak Root LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2015. The firm serves both high-net-worth individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and selection of third-party advisers. Oak Root operates as a capital allocator and charges fees based at least in part on a percentage of assets under management; it also reports other fee arrangements. The firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds98%
- Cash & Cash Equivalents2%
Contacts
2 of 2
Kevin Root
Managing MemberCRD 5553574
Timothy Sykes
Investment Advisor RepresentativeCRD 3171037
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 10Active vs passive
$1.1B in ETFs
26%
$275M
74%
$783M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $372M | 2,905,949 | 35.18% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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