Castlekeep Investment Advisors
Firm details
- Headquarters
- Westport, Connecticut
- CRD number
- 111656
- Registered since
- June 12, 2001
- Website
- castlekeepadvisors.com
- Custodians
- CITI PRIVATE BANK, J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Corporations / Businesses50.72%
- HNWI47.07%
- Individuals2.02%
- Charitable Organizations0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Castlekeep Investment Advisors is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2001. The firm describes itself as a capital allocator that serves a mix of individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and for businesses or institutions, selection of other advisers, and publishing periodic communications. Fee arrangements combine asset-based fees and hourly charges. Castlekeep does not identify as an active ESG investor and is not flagged as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Cash & Cash Equivalents29%
- Private Funds9%
- Public Funds/Mutual Funds7%
- Other3%
Owners & executives
1 of 1
Charles Haberstroh
Founder and CEOCRD 4406071
Contacts
3 of 3
Charles Haberstroh
Head of Operations and TradingCRD 5509875
Stephen Haberstroh
PartnerCRD 4853300
Lauren Quesada
PartnerCRD 6155900
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$163M in ETFs
78%
$127M
10%
$35.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD EUROPEAN STOCK INDEX FUND (VGK) | Vanguard | Passive | Europe Stock | $20.4M | 230,380 | 12.53% |
Location
Westport, CT
Fairfield
Location
Westport, CT
Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 257 Riverside Ave
- Time zone
- ET (UTC-5)
- Office locations
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