Third View Private Wealth

RIASEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$645K
Accounts
1,792
Employees
11
Advisory reps
8

Firm details

Headquarters
Westport, Connecticut
CRD number
335591
Registered since
May 19, 2025
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI93.89%
  • Individuals5.97%
  • Charitable Organizations0.14%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Third View Private Wealth is an independent, LLC-structured registered investment adviser that began its SEC registration in 2025. The firm serves both individual and family clients as well as institutional investors, combining financial planning and portfolio management for individuals and small businesses with pension consulting and the selection of outside managers. Its business mix also includes insurance brokerage services. Ownership is reported as a mix of a domestic entity and individual owner(s). Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees, and the firm identifies itself as a capital allocator that places client capital with third-party managers when appropriate. Third View does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 64%, Non-Exchange Traded Equities 9%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 7%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%, US Government Bonds 1%, Sovereign Bonds 1%, Private Funds 1%64%
  • Exchange Traded Equities64%
  • Non-Exchange Traded Equities9%
  • Public Funds/Mutual Funds8%
  • Cash & Cash Equivalents7%
  • Investment Grade Corp Bonds5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 76

Active vs passive

$126M in ETFs

Passive

96%

$121M

Active

2%

$5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 20+ YEAR TREASURY BOND ETF (TLT)BlackRockPassiveLong Government$26.8M344,39521.28%

Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
257 Riverside Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth