Founders Capital Management, LLC
Firm details
- Headquarters
- Hartford, Connecticut
- CRD number
- 118853
- Registered since
- January 30, 2002
- Website
- foundcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI93.47%
- Individuals3.17%
- Charitable Organizations3%
- Corporations / Businesses0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Founders Capital Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2002. The firm is owned by an individual and charges clients on a percentage-of-assets basis. Its client mix includes high-net-worth individuals and families as well as institutional and business clients. Advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses, and institutional or business entities. Founders does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- US Government Bonds17%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Contacts
3 of 4Howard Case
PrincipalCRD 4494963
Patrick Terrion
PrincipalCRD 2997848
Ted Terrion
Vice President and Portfolio ManagerCRD 6876518
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$40.5M in ETFs
100%
$40.5M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $20.2M | 27,016 | 49.86% |
Location
Hartford, CT
Hartford
Location
Hartford, CT
Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 1 State St
- Time zone
- ET (UTC-5)
- Office locations
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