Goodwin Capital Advisers, Inc.

RIASEC RegisteredEst. 1971
Total AUM
$987M
Discretionary
$987M
100% of AUM
Avg account
$197M
Accounts
5
Employees
9
Advisory reps
8

Firm details

Headquarters
Hartford, Connecticut
CRD number
108290
Registered since
December 14, 1971
Custodians
STATE STREET BANK AND TRUST COMPANY, PNC INVESTMENTS LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • State / Municipal Government60.35%
  • Pension & Profit Sharing Plans30.64%
  • Pooled Investment Vehicles9.01%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Goodwin Capital Advisers, Inc. is a corporation registered with the SEC since 1971 that operates as an institutional registered investment adviser. The firm serves institutional clients and charges both asset-based fees and fixed fees. Its advisory remit includes portfolio management for pooled investment vehicles as well as for businesses and other institutions, and it is engaged in CPO/CTA activities. Goodwin Capital Advisers identifies as an active ESG investor. The firm has several industry touchpoints beyond pure advisory work: reported affiliations include broker-dealer relationships, connections with insurance companies and real estate brokerage, and roles as sponsor, general partner or managing member of pooled vehicles and limited partnerships. Although the firm is not classified as a capital allocator, its activities indicate active sponsor/manager involvement in pooled structures and a mix of in-house and externally sourced investment exposure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 53%, Other 27%, US Government Bonds 10%, State & Local Bonds 5%, Exchange Traded Equities 3%, Non-Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%53%
  • Investment Grade Corp Bonds53%
  • Other27%
  • US Government Bonds10%
  • State & Local Bonds5%
  • Exchange Traded Equities3%

Owners & executives

3 of 4
  • Jung Lee

    Jung Lee

    Chief Operating Officer & Chief Financial OfficerCRD 2791334

  • Linwood Bradford

    Linwood Bradford

    Chair and Chief Executive OfficerCRD 4179446

  • Richard Sega

    Richard Sega

    Global Chief Investment StrategistCRD 2241037

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Contacts

3 of 4
  • Cynthia Beaulieu

    Cynthia Beaulieu

    Managing Director, Portfolio ManagementCRD 5033868

  • Matthew Daly

    Managing Director, Head of ResearchCRD 2638773

  • Lynn Ryan

    Lynn Ryan

    Managing DirectorCRD 2961638

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hartford, CT

Hartford

Location

Hartford, CT

Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
1 Financial Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth