NYL Investors LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 169553
- Registered since
- November 21, 2013
- Custodians
- J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Insurance Companies96.82%
- Investment Companies1.76%
- Pooled Investment Vehicles1.29%
- Other0.1%
- Charitable Organizations0.02%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
NYL Investors LLC is the investment-management arm operating as a limited liability company with an institutional client focus. The firm is organized around fixed‑income management and pooled vehicles: its ADV describes portfolio management for investment companies, pooled investment vehicles and institutional investors, and it is active in roles such as sponsor or managing member of pooled vehicles. The firm is classified in FINTRX as a Securitized Asset Fund and other fund provider, and it also conducts CPO/CTA activities. Fee arrangements include percentage of AUM, fixed fees and performance‑based components. Regulatory and industry affiliations listed in source materials show relationships across the financial-services ecosystem (broker‑dealer, trust company, insurance company, pension consulting and other adviser roles), which supports multi‑product distribution and custody arrangements tied to institutional counterparties. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds49%
- Other42%
- Non-Investment Grade Corp Bonds4%
- US Government Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
3 of 6
Dinesh Nair
Managing Director, Chief Financial OfficerCRD 4922033
Alpesh Rathod
Chief Compliance OfficerCRD 4940438

Francis Harte
Chief Financial OfficerCRD 1976402
Contacts
3 of 4Thomas O'hanlon
Senior Managing DirectorCRD 8131993
Colleen Cooney
Senior Managing DirectorCRD 4125694
Craig Sabal
Senior Managing DirectorCRD 4591702
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$294M in ETFs
100%
$294M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LONG-TERM CORPORATE BOND INDEX FUND (VCLT) | Vanguard | Passive | Long Term Bond | $48.8M | 647,899 | 16.60% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 51 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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