NYL Investors LLC

RIASEC RegisteredEst. 2013
Total AUM
$329B
Discretionary
$328B
100% of AUM
Avg account
$3.2B
Accounts
104
Employees
301
Advisory reps
10

Firm details

Headquarters
New York, New York
CRD number
169553
Registered since
November 21, 2013
Custodians
J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Insurance Companies96.82%
  • Investment Companies1.76%
  • Pooled Investment Vehicles1.29%
  • Other0.1%
  • Charitable Organizations0.02%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NYL Investors LLC is the investment-management arm operating as a limited liability company with an institutional client focus. The firm is organized around fixed‑income management and pooled vehicles: its ADV describes portfolio management for investment companies, pooled investment vehicles and institutional investors, and it is active in roles such as sponsor or managing member of pooled vehicles. The firm is classified in FINTRX as a Securitized Asset Fund and other fund provider, and it also conducts CPO/CTA activities. Fee arrangements include percentage of AUM, fixed fees and performance‑based components. Regulatory and industry affiliations listed in source materials show relationships across the financial-services ecosystem (broker‑dealer, trust company, insurance company, pension consulting and other adviser roles), which supports multi‑product distribution and custody arrangements tied to institutional counterparties. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 49%, Other 42%, Non-Investment Grade Corp Bonds 4%, US Government Bonds 3%, Cash & Cash Equivalents 2%49%
  • Investment Grade Corp Bonds49%
  • Other42%
  • Non-Investment Grade Corp Bonds4%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 6
  • Dinesh Nair

    Dinesh Nair

    Managing Director, Chief Financial OfficerCRD 4922033

  • Alpesh Rathod

    Chief Compliance OfficerCRD 4940438

  • Francis Harte

    Francis Harte

    Chief Financial OfficerCRD 1976402

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Contacts

3 of 4
  • Thomas O'hanlon

    Senior Managing DirectorCRD 8131993

  • Colleen Cooney

    Colleen Cooney

    Senior Managing DirectorCRD 4125694

  • Craig Sabal

    Senior Managing DirectorCRD 4591702

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 26

Active vs passive

$294M in ETFs

Passive

100%

$294M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD LONG-TERM CORPORATE BOND INDEX FUND (VCLT)VanguardPassiveLong Term Bond$48.8M647,89916.60%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
51 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth