NYL Investors LLC

RIASEC Registered

Total AUM

$329B

Discretionary

$328B

100% of AUM

Avg account

$3.2B

Accounts

104

Employees

301

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 169553
Registered since: November 21, 2013
Website: www.newyorklifeinvestments.com
Custodians: J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Insurance Companies96.82%
Investment Companies1.76%
Pooled Investment Vehicles1.29%
Other0.1%
Charitable Organizations0.02%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NYL Investors LLC is a limited liability company that acts as an institutional-focused asset manager and fund sponsor. The firm is registered with the SEC (registered in 2013) and is organized around securitized-asset strategies and other pooled investment vehicles. Its business activities include roles as a commodity pool operator/commodity trading advisor (CPO/CTA) and portfolio management for investment companies, pooled vehicles, and institutional businesses. NYL Investors serves institutional clients under a mix of fee arrangements — percentage-of-AUM, fixed fees and performance-based fees — and is not positioned as an active ESG investor. The firm maintains a range of industry relationships and capacities consistent with multi-product sponsors: broker-dealer linkages, trust company and insurance company affiliations, and sponsor/GP roles for pooled investment vehicles. Ownership is reported as a combination of a domestic entity and individual ownership.