NEUBERGER BERMAN INVESTMENT ADVISERS LLC

RIASEC RegisteredEst. 2003
Total AUM
$399B
Discretionary
$395B
99% of AUM
Avg account
$9.1M
Accounts
43,954
Employees
1,542
Advisory reps
8

Firm details

Headquarters
New York, New York
CRD number
124687
Registered since
January 23, 2003
Website
www.nb.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles35.71%
  • Investment Companies17.49%
  • HNWI15.81%
  • Pension & Profit Sharing Plans7.15%
  • State / Municipal Government6.98%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Neuberger Berman Investment Advisers LLC operates as a multi-strategy investment manager with a broad mandate across public markets, private funds and securitized vehicles. The firm serves both individual and institutional clients, running discretionary portfolio management at scale while also offering non-discretionary solutions and advisory services for pooled vehicles. Its business lines include portfolio management for individuals, businesses and investment companies, selection of other advisers, and educational programming. Neuberger Berman is identified as an active ESG investor and maintains activities consistent with a CPO/CTA in addition to affiliations that span broker-dealer, trust and insurance company roles and sponsorship or GP responsibilities for pooled vehicles. Investment preferences show a heavy use of exchange-traded equities alongside a meaningful fixed-income tilt. The firm runs a mix of active and structured strategies — including hedge and securitized-asset approaches — and charges a mix of percentage-of-AUM, fixed and performance-based fees depending on the product. Given its structure and product set, Neuberger Berman allocates capital across liquid public markets and a wide array of alternatives, employing both in-house strategies and external third-party managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 41%, Investment Grade Corp Bonds 16%, US Government Bonds 13%, Non-Investment Grade Corp Bonds 10%, State & Local Bonds 6%, Sovereign Bonds 4%, Private Funds 4%, Cash & Cash Equivalents 3%, Public Funds/Mutual Funds 2%, Other 2%41%
  • Exchange Traded Equities41%
  • Investment Grade Corp Bonds16%
  • US Government Bonds13%
  • Non-Investment Grade Corp Bonds10%
  • State & Local Bonds6%

Owners & executives

1 of 1
  • Ashok Bhatia

    Co-Chief Investment OfficerCRD 2378849

Contacts

3 of 7
  • Leo Viola

    Managing DirectorCRD 2612736

  • MICHAEL CHINNI

    Senior Vice PresidentCRD 5721816

  • BRAD CETRON

    Managing DirectorCRD 4040222

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1290 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth