Neuberger Berman Investment Advisers LLC

RIASEC Registered

Total AUM

$399B

Discretionary

$395B

99% of AUM

Avg account

$9.1M

Accounts

43,954

Employees

1,542

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 124687
Registered since: January 23, 2003
Website: www.nb.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles35.71%
Investment Companies17.49%
HNWI15.81%
Pension & Profit Sharing Plans7.15%
State / Municipal Government6.98%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Neuberger Berman Investment Advisers LLC is an SEC-registered investment advisory firm organized as an LLC and operating since 2003. The firm runs a multi-strategy investment platform that includes hedge funds, private equity, securitized asset vehicles and other pooled products, and serves both individual/family and institutional clients. It provides discretionary portfolio management across individuals, pooled vehicles and investment companies, selects outside advisers, and offers educational seminars. Neuberger Berman also functions as a CPO/CTA and acts in sponsor/GP roles for pooled vehicles; its operating footprint includes broker-dealer, trust company, insurance company and registered municipal advisor affiliations. The firm reports active ESG investing as part of its approach and uses a mix of percentage-of-AUM, fixed and performance-based fee schedules.