BNY Mellon Investment Adviser, Inc.

RIASEC RegisteredEst. 1971
Total AUM
$419B
Discretionary
$419B
100% of AUM
Avg account
$4.6B
Accounts
91
Employees
69
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
105642
Registered since
December 10, 1971
Fee structure
Percentage of AUM
Client types
  • Investment Companies96.74%
  • Pooled Investment Vehicles3.26%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

BNY Mellon Investment Adviser, Inc. is a corporate investment manager that serves primarily institutional clients. The firm operates as an adviser to pooled investment vehicles and investment companies and also performs CPO/CTA-type duties. It charges fees as a percentage of assets under management and identifies as an active ESG investor. The organization is classified as an “other fund provider” rather than as a pure capital allocator, and it maintains relationships across the financial ecosystem — including broker-dealers, banks and trust companies, insurance firms, and sponsors/GPs of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Kimberly Mackenzie-perman

    Kimberly Mackenzie-perman

    Chief Financial OfficerCRD 4576869

  • Peter Sullivan

    Peter Sullivan

    Chief Legal OfficerCRD 7450283

Contacts

3 of 7
  • David Dipetrillo

    David Dipetrillo

    DirectorCRD 4904926

  • Irene Papadoulis

    EVPCRD 733025

  • John Hunter

    Compliance OfficerCRD 2822875

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 211

Active vs passive

$12.2B in ETFs

Passive

97%

$11.9B

Active

3%

$330M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$1.4B3,310,80511.24%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
240 Greenwich St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth