BNY Mellon Investment Adviser, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 105642
- Registered since
- December 10, 1971
- Website
- im.bnymellon.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies96.74%
- Pooled Investment Vehicles3.26%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
BNY Mellon Investment Adviser, Inc. operates as an institutional-focused investment manager that emphasizes broad public equity exposure alongside pooled investment vehicle management. The firm acts as portfolio manager for investment companies and pooled vehicles, and its regulatory filings identify it as active on ESG considerations. Its activities span traditional asset management and commodity pool/CTA functions, and it is affiliated with a range of financial services firms (broker-dealers, trust companies, banks and insurers) and sponsors or manages pooled investment products. The manager runs a large, diversified public equity platform — its 13F footprint includes thousands of positions — while also operating private fund vehicles and allocating to third-party alternative managers. The combination of direct equity holdings, ETF exposures and alternative allocations suggests a multi-strategy approach: core long equity positions supplemented by delegated private equity and hedge fund commitments and liquidity managed through mutual funds and ETF sleeves.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Peter Sullivan
Chief Legal OfficerCRD 7450283
Contacts
3 of 8JOHN HUNTER
Compliance OfficerCRD 2822875
Susan Maroni
SecretaryCRD 7940062
IRENE PAPADOULIS
EVPCRD 733025
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 210Active vs passive
$12.2B in ETFs
97%
$11.9B
3%
$330M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $1.4B | 3,310,805 | 11.25% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, in the Northeast of the United States.
- Region
- Northeast
- County
- NEW YORK
- Address
- 240 Greenwich St
- Time zone
- ET (UTC-5)
- Office locations
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