BNY Mellon Investment Adviser, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 105642
- Registered since
- December 10, 1971
- Website
- im.bnymellon.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies96.74%
- Pooled Investment Vehicles3.26%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
BNY Mellon Investment Adviser, Inc. is a corporate SEC-registered investment adviser that primarily serves institutional clients and operates as an “other” fund provider within the BNY Mellon complex. The firm provides portfolio management for investment companies and pooled investment vehicles, and it is registered to operate as a CPO/CTA. Its fee model is percentage-of-AUM and it identifies as an active ESG investor. Affiliations noted in regulatory filings include broker-dealer, bank or thrift, trust company, insurance company, and roles as sponsor or GP of pooled investment vehicles, which indicates the firm both manages client assets and sponsors/operates pooled products.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kimberly Mackenzie-perman
Chief Financial OfficeCRD 4576869
Peter Sullivan
Chief Legal OfficerCRD 7450283
Contacts
3 of 6
David Dipetrillo
DirectorCRD 4904926
John Hunter
Compliance OfficerCRD 2822875
Gregory Pasquale
Legal Entity ControllerCRD 6562167
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 211Active vs passive
$12.2B in ETFs
97%
$11.9B
3%
$330M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $1.4B | 3,310,805 | 11.24% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 240 Greenwich St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Kohlberg Kravis Roberts & Co L.P.
RIANew York, NY
Neuberger Berman Investment Advisers LLC
RIANew York, NY
J.P. Morgan Private Investments Inc.
RIANew York, NY
NYL Investors LLC
RIANew York, NY
UBS Asset Management (Americas) LLC
RIANew York, NY
Tiaa-Cref Investment Management LLC
RIANew York, NY