NWM Advisors, LLC
Firm details
- Headquarters
- San Luis Obispo, California
- CRD number
- 283714
- Registered since
- June 6, 2016
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.59%
- Pension & Profit Sharing Plans11.31%
- Individuals2.26%
- Corporations / Businesses0.95%
- Charitable Organizations0.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
NWM Advisors, LLC is an SEC-registered limited liability company that began registration in 2016 and is privately owned. The firm charges fees as a percentage of assets under management and serves both individual/family and institutional clients. Its stated advisory services include portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities33%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Kevin Nichols
President, Chief Investment OfficerCRD 2347023
Contacts
1 of 1
Sergio Holguin
Director of OperationsCRD 7197477
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$98.2M in ETFs
92%
$90.5M
4%
$7.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $37.1M | 53,991 | 37.77% |
Location
San Luis Obispo, CA
San Luis Obispo
Location
San Luis Obispo, CA
Headquartered in San Luis Obispo, CA, in the West of the United States.
- Region
- West
- County
- San Luis Obispo
- Address
- 735 Tank Farm Rd
- Time zone
- PT (UTC-8)
- Office locations
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