CERRO PACIFIC WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2020
Total AUM
$532M
Discretionary
$532M
100% of AUM
Avg account
$746K
Accounts
713
Employees
6
Advisory reps
6

Firm details

Headquarters
SAN LUIS OBISPO, California
CRD number
310825
Registered since
October 16, 2020
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI72.71%
  • Corporations / Businesses13.3%
  • Individuals7.07%
  • Pension & Profit Sharing Plans3.41%
  • Other3.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cerro Pacific Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm serves both individual/family clients and institutional accounts, charging a mix of percentage-of-AUM and fixed fees. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting-related work, and the selection of outside managers — the last reflecting its role as a capital allocator. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 32%, US Government Bonds 10%, Cash & Cash Equivalents 7%, State & Local Bonds 1%, Derivatives 1%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities32%
  • US Government Bonds10%
  • Cash & Cash Equivalents7%
  • State & Local Bonds1%

Contacts

3 of 6
  • TIMOTHY REYNA

    Investment ProfessionalCRD 7141293

  • BRIANNA FERGUSON

    Financial AdvisorCRD 5998189

  • Meredith Collins

    Senior Client AssociateCRD 6268908

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 50

Active vs passive

$261M in ETFs

Passive

64%

$168M

Active

32%

$93.4M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$28.3M49,06110.85%

Location

Primary office

SAN LUIS OBISPO, CA

SAN LUIS OBISPO

Location

SAN LUIS OBISPO, CA

Headquartered in SAN LUIS OBISPO, CA, in the West of the United States.

Region
West
County
SAN LUIS OBISPO
Address
733 Marsh St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth