Cerro Pacific Wealth Advisors, LLC

RIASEC Registered
Total AUM
$532M
Discretionary
$532M
100% of AUM
Avg account
$746K
Accounts
713
Employees
7
Advisory reps
4

Firm details

Headquarters
San Luis Obispo, California
CRD number
310825
Registered since
October 16, 2020
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI72.71%
  • Corporations / Businesses13.3%
  • Individuals7.07%
  • Pension & Profit Sharing Plans3.41%
  • Other3.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cerro Pacific Wealth Advisors, LLC is an independent, SEC-registered investment adviser (registered in 2020) that works with both individual/family and institutional clients. The firm functions as a capital allocator, managing portfolios directly while also selecting third-party managers when appropriate. Core advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting services, and the selection of other advisers. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. Cerro Pacific does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 32%, US Government Bonds 10%, Cash & Cash Equivalents 7%, State & Local Bonds 1%, Derivatives 1%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities32%
  • US Government Bonds10%
  • Cash & Cash Equivalents7%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$340M in ETFs

Passive

65%

$222M

Active

31%

$118M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$36.2M48,92710.64%

Location

Primary office

San Luis Obispo, CA

San Luis Obispo

Location

San Luis Obispo, CA

Headquartered in San Luis Obispo, CA, in the West of the United States.

Region
West
County
San Luis Obispo
Address
733 Marsh St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth