Cerro Pacific Wealth Advisors, LLC
Firm details
- Headquarters
- San Luis Obispo, California
- CRD number
- 310825
- Registered since
- October 16, 2020
- Website
- www.cerrowealth.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI72.71%
- Corporations / Businesses13.3%
- Individuals7.07%
- Pension & Profit Sharing Plans3.41%
- Other3.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Cerro Pacific Wealth Advisors, LLC is an independent, SEC-registered investment adviser (registered in 2020) that serves individual and family clients as well as institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses and institutions, and offers pension consulting and selection-of-other-advisers services. Its client fees are structured as a mix of percentage-of-AUM and fixed fees. Cerro Pacific does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities32%
- US Government Bonds10%
- Cash & Cash Equivalents7%
- State & Local Bonds1%
Contacts
3 of 4
Brianna Ferguson
Financial AdvisorCRD 5998189
Daniel Speirs
Founding PartnerCRD 2170094
Lyle Meek
Founding PartnerCRD 1214477
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 52Active vs passive
$309M in ETFs
68%
$209M
29%
$100M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $36.3M | 49,306 | 11.75% |
Location
San Luis Obispo, CA
San Luis Obispo
Location
San Luis Obispo, CA
Headquartered in San Luis Obispo, CA, in the West of the United States.
- Region
- West
- County
- San Luis Obispo
- Address
- 733 Marsh St
- Time zone
- PT (UTC-8)
- Office locations
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