Prossimo Advisors LLC

RIASEC RegisteredEst. 2020
Total AUM
$239M
Discretionary
$239M
100% of AUM
Avg account
$2.4M
Accounts
101
Employees
4
Advisory reps
4

Firm details

Headquarters
San Luis Obispo, California
CRD number
289347
Registered since
May 11, 2020
Website
www.prossimoadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI84.6%
  • Corporations / Businesses7.21%
  • Charitable Organizations6.01%
  • Pension & Profit Sharing Plans1.64%
  • Individuals0.54%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Prossimo Advisors LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2020 that serves individual and family clients. The firm describes itself as a capital allocator and offers portfolio management for individuals and small businesses as well as selection of other advisers, indicating a mix of discretionary portfolio implementation and outsourced manager due diligence. Its fee structure is flexible—percentage of AUM plus hourly, fixed fees and other arrangements are used depending on client needs. Prossimo is not flagged as an active ESG investor, does not operate as a multi-state adviser, and lists a law firm among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Public Funds/Mutual Funds 22%, Cash & Cash Equivalents 9%, State & Local Bonds 7%, Private Funds 2%, Investment Grade Corp Bonds 1%59%
  • Exchange Traded Equities59%
  • Public Funds/Mutual Funds22%
  • Cash & Cash Equivalents9%
  • State & Local Bonds7%
  • Private Funds2%

Owners & executives

1 of 1
  • Katelyn Hunter

    Katelyn Hunter

    Chief Compliance OfficerCRD 7117080

Contacts

3 of 3
  • Ann Poletti

    Ann Poletti

    AssociateCRD 8051582

  • Paul Bianchi

    Senior DirectorCRD 2869570

  • Jerry Mirolla

    Investment Advisor RepresentativeCRD 6136304

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$10.4M in ETFs

Passive

69%

$7.2M

Active

32%

$3.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$3.6M5,25534.54%
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Location

Primary office

San Luis Obispo, CA

San Luis Obispo

Location

San Luis Obispo, CA

Headquartered in San Luis Obispo, CA, in the West of the United States.

Region
West
County
San Luis Obispo
Address
1150 Osos St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth