Norton-Barkley Asset Management

Overview

Norton-Barkley Asset Management is a small, independent registered investment adviser that manages portfolios for high-net-worth individuals and families, as well as small businesses and institutions. The firm charges fees as a percentage of assets under management and provides financial planning, portfolio management and pension consulting services. Its stated investment preference is equities, with a notable emphasis on exchange-traded securities—both individual stocks and ETFs—used to build client portfolios that stress liquidity and transparency. The adviser operates as a single-owner, LLC and manages all client assets on a discretionary basis. Norton-Barkley does not position itself as an ESG-focused manager and is not identified as a multi-state adviser or a capital allocator. Service delivery appears oriented toward bespoke portfolio management and planning for a limited number of high-balance relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices