Flegal Financial Planning

RIASEC Registered
Total AUM
$14.3M
Discretionary
$14.3M
100% of AUM
Avg account
$333K
Accounts
43
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
332810
Custodians
CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.68%
  • Individuals18.32%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Flegal Financial Planning is an independent, individually owned registered investment adviser structured as an LLC that focuses on financial planning and portfolio management for individuals and small businesses. The firm charges a mix of fee models — percentage of assets under management, hourly fees, and fixed fees — and does not identify as an ESG-focused manager. It is not positioned as a multi-state adviser or a pension consultant and does not operate as a capital allocator or related-adviser network.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 4%, Cash & Cash Equivalents 2%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • David Flegal

    David Flegal

    Co-Founder & CCOCRD 7499381

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth